Category Something New Under the Sun

Chapter fifteen: Storm Patrol

Details scattered through chapter 15 come from the following: Interviews with Verner Suomi, Bob Ohckers, Bob Sutton, and Leo Skille.

“Initial Technical proposal for a ‘Storm Patrol’ Meteorological Experi­ment on an ATS Spacecraft” by V. E. Suomi and R. J. Parent, September 28,1964;

“Spin Scan Camera System for a Synchronous Satellite” prepared for NASA by V. E. Suomi and R. J. Parent—July 1965; and “The Spin Scan Camera System: Geostationary Meteorological Satellite Workhorse for a Decade.” Optical Engineering 17 (1),January—February 1978.

Books of Value for the Meteorology Section

Planet Earth: The View from Space, by D. James Baker (Flarvard University Press, 1990).

Watching the World’s Weather; by W. J. Burroughs (Cambridge University Press, 1991).

Weather Cycles: Real or Imaginary; by W. J. Burroughs (Cambridge Univer­sity Press, 1992).

Pursuit of Orbit

Bill Guier sees an equation as paragraphs of lucid prose. There are nuances and implications stemming from the relationship that the equation establishes between different aspects of the physical world. To George Weiffenbach, numbers, their intrinsic values and relationship to one another, are like a film. How they change tells him how the physical events that they represent are unfolding. These ways of viewing the world are quite usual for physicists, and the one is typical of theoretician, the other of the experimentalist.

Each understood something of the others outlook and could, to some extent, see from the other’s viewpoint. The combination proved in­valuable.

Some textbooks still describe the miss-distance method that Guier and Weiffenbach initially adopted as the basis for Doppler tracking. It is not the technique that APL developed. Had Guier and Weiffenbach stuck to determining miss distances, they would not have had tracking data that were accurate enough for a good orbital determination, because one of the values needed in the calculation is satellite transmitter frequency. Sputnik’s oscillator, though loud and clear, was varying slightly from its nominal value in an unknown way. Those at the IGY who had discounted Doppler as a means of obtaining tracking data had done so precisely because they were concerned about the stability of the oscillators that generated the radio signals. Oscillator stability would be of concern, too, in the method that Guier and Weiffenbach developed, but their approach offered a way to tackle the problem.

On Tuesday morning, October 8, Guier and Weiffenbach were still thinking in terms of miss distance. And they were conceptualizing the problem. As is usual when creating a mathematical model of a physical phe­nomenon, they simplified the problem. In this way, they would find out what general principles were at play before turning to the inherent com­plexities of this particular case. They assumed that the satellite was moving in a straight line, just like our train. Since they were looking only for the range at the point of closest approach, the simplification was reasonable.

Guier and Weiffenbach knew all but one of the values needed to calculate miss distance, and that value—the range rate when the Doppler
shift was zero—was available experimentally from the slope of the curve as it passed through T = 0 in the graphs of frequency against time. It is the steepest part of the curve.

Guier recalls watching colleagues plotting graphs, fitting plastic splines to them and measuring the slope, then looping string around the lab to represent an orbit and marking the miss distances with rulers. It was for fun as much as anything, though such a physical representation of the orbit does give a conceptual idea of what is going on in three dimensions.

To two people who saw what Guier and Weiffenbach saw in equa­tions and numbers, the ruler and string approach was not the way forward. They determined the maximum slope from tables of frequency and time using a mechanical calculator. Soon, they switched to the lab’s new Umvac ПОЗА, APL’s first fully digital electronic computer. With its combination of vacuum tubes and transistors, the ПОЗА could perform several thou­sand additions per second, zipping through the tables of time and fre­quency far more rapidly than was possible with a mechanical calculator. It was an advance on APL’s partly analog machine—a type of computer that performed arithmetic operations by converting numbers to some physical analogue, say length or voltage.

By the late 1950s, university departments were slowly converting to digital machines, but not all scientists and engineers had, as yet, seen the value of computers. So, even though their project was not sanctioned offi­cially, Guier and Weiffenbach had no problem getting time on the computer, something that would not have been the case even a few months later.

When Guier and Weiffenbach first turned to the Univac, some of their colleagues asked, Why do you need a computer to calculate the slope of the curve? Given that they intended only a rough calculation, the ques­tion was reasonable. Guier, however, had worked with computers at Los Alamos. Though those machines were mechanical and rattled and banged around once Guier had fed in the numbers and instructed the machine to add or multiply, he had been won over by them. To him, the 1103A was a luxury, and he was happy to find a problem for the new machine.

It was no easy job, however, to program those early computers. A task that would take an hour to code in a higher-level language such as FOR­TRAN might take eight hours to code in assembly language, where each mathematical operation had to be coded for separately. If two numbers were to be multiplied together, the code needed to tell the computer in which memory locations to find each number, in what location to carry out the multiplication, and where to store the result.

Guier wrote instructions for those writing the code. As the orbital determination grew more elaborate, the number of code writers increased, and it not always possible to tell what each programmer had done. Guier started to insist that code be accompanied by notes describing why a par­ticular approach had been taken, and, though it looked like a tedious task, he learned assembly language himself in order to provide some continuity in the software effort (of course, this all took place before the word soft­ware had been invented). Thus APL, like others at the time, started to for­malize software development.

Today s computers can translate high-level languages, which are rich in symbolic notation, into the low-level assembly language that the machine “understands.” Computers then did not have the memory to hold the pro­grams needed for such a translation. To make matters worse, code writers often had to go back to the basic binary words of zeros and ones, which the limited symbology of assembly language represents, in order to find errors.

Despite what today would seem to be daunting limitations, the Uni- vac ПОЗА was a godsend to Guier’s and Weiffenbach s research.

As the two sought values for the miss distance, they soon recognized the ambiguities inherent in the approach. In the case of the train, it is easy to see that the way the frequency varies depends on how close the listener is to the track. But if you have only a tape recording, how do you know whether that recording was made two yards to the east or two yards to the west of the track? In the two-dimensional case, you are stuck with the ambiguity. In the case of the satellite, the earth is rotating beneath its orbit, and the east-west symmetry is broken.

But there are other ambiguities. Consider the train again; a recorder two yards west of a north-south track will record the same frequency shift if it maintains its westward distance but moves a mile due north. Fortu­nately, satellites inhabit our three-dimensional world. Rather than moving in a straight line, the satellite’s path with relationship to the lab might be a shallow or pronounced arc, near to the lab or like a distant rainbow, low or high on the horizon, and the arcs could be at many different angles. For each arc, the relative motion between the lab and the satellite, and thus the Doppler shift, was different.

Guier and Weiffenbach began to recognize the richness of the situa­tion, its complexity. The miss distance soon ceased to look like a particu­larly interesting value to calculate. They were beginning to suspect that their Doppler curves might contain a lot more information about satellite motion than was immediately apparent.

So they decided to explore, to find out how much information the data contained. To do this they needed to know how the Doppler data changed for different orbits. But only one satellite was aloft. Guier turned to the computer and created a general mathematical description of an orbit that would then generate the theoretical Doppler shift associated with a hypothetical satellite’s motion.

Guier pulled together the geometry, trigonometry, and algebra required to describe a generalized ellipse in space and the relationships between the ellipse, the lab, and the center of the earth. He drew up flow charts showing how his mathematical description of this physical phenom­enon could be turned into a computer program.

The model assumed the earth to be spherical, which it is not, and orbits to be circular, which they are not, though Sputnik’s orbit was nearly so. The idea, again, was to deal first with the simplest possible situation in order to clarify the underlying principles. This construction of a general­ized mathematical representation is akin to preparing a canvas for an oil painting. Guier’s and Weiffenbach’s painting would prove to be ambitious.

They began to generate theoretical Doppler curves. Of course, they were not creating curves but churning out lists of Doppler-shifted fre­quencies and times for the computer to work through, looking for ways in which the Doppler data varied as the orbital path varied. These numbers were octal rather than decimal, so instead of a counting scheme based on the digits 0 to 9, the digits run only from 0 to 7.

Guier and Weiffenbach pored over these numbers, and as necessary turned to their mechanical calculator to convert octal to decimal. They decided to make their model more realistic and so included mathematics describing the earth’s oblateness (a bulging at the equator caused by the centrifugal force resulting from the earth’s rotation). Oblateness causes orbits to precess because the Earth’s gravitational field is not uniform, as it would be around a homogeneous sphere. Inclusion of a term for oblate­ness was the first brush stroke on the newly prepared canvas.

In 1957, geophysicists thought they had a good understanding of the earth’s shape and structure and thus of its gravitational field. They turned out to be very wrong. Observations of satellites in near-Earth orbit showed all kinds of deviations from Keplerian orbits, each one rep­resenting some variation in the gravitational field, which in turn was a result of inhomogeneities in the earth. The field of satellite geodesy was established to tease a new understanding of the earth from these observa­tions of satellite motion. In 1957, the revolution that satellite geodesy pre­cipitated in our understanding of the earth had not yet begun, and the mathematical model that Guier devised to generate orbits was extremely rudimentary compared with what is possible today. In the years following Sputnik’s launch, observations of satellite motion would lead to many more brush strokes on Guier’s mathematical canvas, each representing a newly understood aspect of the Earth’s structure and its associated gravi­tational field.

Using their basic model in October 1957, Guier and Weiffenbach generated more theoretical orbits. They changed imaginary perigees, then the inclinations, ascending nodes, and eccentricity, and they observed what impact these changes in the Keplerian elements had on the theoretical Doppler curves generated by the computer. By this stage, they had com­pletely lost interest in calculating miss distances.

Given the multiplicity of tasks and the extent to which they exchanged ideas, it is hard now for Guier and Weiffenbach to remember who did what when, but they agree that at some point in those first days, Guier recognized that the detail of the Doppler curve must change in a unique way, depending on the geometry of the satellite pass. This was the conceptual breakthrough that others failed to see or, if they saw it, did not use: that each ballistic trajectory of the satellite generates a unique Doppler shift. They asked, Could they find the Keplerian elements that would generate theoretical Doppler curves that matched experimental observations of a real pass? If they could—bingo! The Keplerian elements fed into the theo­retical model would be the elements defining Sputnik’s orbit. They could test their findings by predicting the time that the real satellite would be at a given position if it had the Keplerian elements they had found by this method.

They knew enough from their observations and knowledge of physics to make rough initial guesses about Sputniks Keplerian elements. They fed these to the computer, generating theoretical lists of Doppler shifts. They watched the output, the reams of octal numbers, looking at how closely the theoretical values matched the observations for a particular pass.

Their project was still not sanctioned officially, but other members of the research center knew that something potentially interesting was afoot.

Their boss, Frank McClure, always insightful if not always diplomatic, was watching—at a discreet distance. From time to time, the trademark pipe of Ralph Gibson, APL’s director, appeared stealthily around a corner.

At some time in the first few weeks, when things happened in a less orderly fashion than this account suggests, Guier heard that Charles Bit- terli, one of APL’s few computer programmers, was writing an algorithm for a standard statistical tool, known as least squares fitting, that would be very useful in Guier’s and Weiffenbach’s research. Guier went in search of Bitterli.

Bitterli, who needed a real-life test problem, was happy to oblige by making his work available. An algorithm is a step-by-step set of instruc­tions for carrying out a computational process. When translated into a computer program, it becomes a standard tool to be pulled out when needed. Today, thousands exist in software libraries. Back then the task of building such libraries had scarcely begun.

Guier’s and Weiffenbach’s problem was that vast numbers of theoret­ical Doppler curves could be generated by varying the Keplerian elements. If it were not for the fact that the physics ruled out some combinations, the number of options would have been impossibly large. Even with the limits that physics imposed, there were many possibilities.

Each theoretical curve had to be checked point by point against observations of Sputnik’s Doppler curves. One theoretical curve might at first look like the best match, but then a comparison point by point could well show that it was not. Further, once they found the best possible match, they needed some quantitative way of assessing how good that fit was, and thus what the errors in the Keplerian elements probably were. So an algorithm for least-squares curve fitting, a statistical technique for find­ing the curve that best represents a set of experimental data, was very desirable to Guier and Weiffenbach. Bitterli’s program, which was for linear equations only (those whose graph is a straight line), had to be generalized for nonlinear equations relating many parameters. It was now that it became apparent that new methods would have to be learned and that specialists in numerical analysis would be needed.

Bitterli’s algorithm worked well, and the comparison of theoretical and observed curves speeded up. Even so, and despite the fact that their intuition was working full time as they made informed guesses about the input values of the Keplerian elements, they couldn’t generate a match that was close enough to be of any help in defining Sputnik’s orbit. Yet, theoret­ically, the method should work.

What next? Check everything; examine the setup for recording the Doppler shifts—connection by connection. Review the raw data, the cal­culations. Weiffenbach combed through everything he could think of. He concluded that the data were good. Guier reviewed the theory, the equa­tions, and the computer programs, which by now could have covered enough rolls of wallpaper to decorate a small room. They discussed the problem with one another and with colleagues, listened to critiques, and incorporated suggestions that seemed apt.

They continued to feed the computer the initial conditions that rep­resented their best guess about the satellite’s orbit. Then the computer would run through the calculations to produce the Doppler shift associ­ated with those elements. The process was iterative, with small changes being made to the starting conditions and fresh Doppler curves generated for each set of conditions. Sometimes, it looked as though they had found as good a fit as they were going to find. Listening still to their intuition, they were convinced they could find a set of Keplerian elements that would generate a theoretical Doppler curve even closer to the experimen­tal data. The new Keplerian elements would sometimes make the curve first grow away from a fit, but then as small changes were made, the theo­retical curve would grow closer than it had been before. The process was a little like finding yourself in a valley, only to climb through trees and find a deeper valley beyond. But still, the match was not good enough.

They grew despondent, questioned themselves, and searched some more. They noticed that from one experimental curve to the next, the fre­quency of the transmitter varied. Sputnik’s oscillator was not stable. Exactly as those planning tracking for the IGY had feared, transmission frequency could not be treated as a constant. But Guier and Weiffenbach needed to know the transmitter frequency in order to generate theoretical Doppler curves.

Now they started varying the value of the transmitter frequency. The same principle applied as when varying the Keplerian elements: if they could find a fit between theory and experiment, then the theoretical val­ues of transmitter frequency as well as of the Keplerian elements must be the values of the actual setup. The task was now way beyond what would have been possible without the recently installed Univac.

The whole process was barreling along when Sputnik I suddenly stopped transmitting. Guier and Weiffenbach had data to work with retro­spectively, much of which still had to be reduced. In practice therefore, Sputnik’s, silence made little difference, but psychologically it was disap­pointing to Guier. The pair were also beginning to suspect that an aspect of the physical world that they had thought could be ignored—the iono­sphere—was, in fact, significant. They were right. But to solve the problem they needed another satellite transmitting two frequencies.

Once again the Soviets obliged. Sputnik II was launched November 3, 1957. It transmitted at twenty and forty megahertz. With these two fre­quencies they could make the correction necessary to solve their problem. Theory and experiment started to come together.

Shortly after the launch of Sputnik II, they did it—found a theoreti­cal curve that gave them Sputnik’s orbit. It was nowhere near as accurate as later orbital determinations would be, but they had a method to determine all the Keplerian elements and the transmitter frequency from data col­lected during one satellite pass over one ground station. Guier and Weif­fenbach were delighted. It was the first time, recalls Guier, that they jumped for joy. Henry Elliott, who with Harry Zinc had joined Guier and Weiffenbach shortly after their work started, recalls being ecstatic. Bitterli, who went on to code far more complicated programs than a least-squares algorithm, came to see this work as one of the most important accom­plishments of his professional career.

Guier and Weiffenbach were now on the edge of new ground, sur­veying terrain that was full of quagmires and briars. The basic computa­tional and statistical methods existed for a novel method of orbital deter­mination and prediction, one that did not rely, as did every other, on measurements of angle. The same computational and statistical techniques would be applied, in an inverted manner, to satellite navigation.

Guier and Weiffenbach suspected that their method was correct to within two or three miles. McClure suggested checking their predictions against orbits determined by other groups. They compared their results with those from Jodrell Bank and the Royal Aircraft Establishment and found good agreement. Later they checked their orbital predictions for Sputnik II and the first American satellite, Explorer I, with Minitrack’s results. Again, the methods gave comparable accuracies.

The insight that each orbital trajectory had a unique Doppler shift associated with it was not new physics; rather, it was an inevitable conse­quence of the Doppler phenomenon in the dynamic, three-dimensional world. Nevertheless, Guier and Weiffenbach were the first to recognize that consequence and its implications for orbital determination.

More importantly, they got the process to work in the real world, where very little behaves ideally. If they had stopped to think about the task too much, they might have concluded that the method would never work to any useful degree of accuracy. If they had known more than they did initially about orbital mechanics, the ionosphere, or the discussions at the IGY, they might not have started their work as they did and thus not developed their techniques.

Some people who heard of their research found it hard to believe that all of the Keplerian elements and the transmitter frequency could be found by fitting a theoretical curve to one experimental set of data. But the trajectory of every satellite pass, part of a definable orbit, has a unique Doppler shift. And in three dimensions the ambiguities of two dimensions are eliminated. The method, to use their terminology, worked because of its exquisite sensitivity to the range rate. It was an excellent example of applied physics, and the danger is that it might sound trivial in the telling, particularly a telling that leaves out the mathematics. To fall back on scien­tific cliche, the task was nontrivial.

Chapter one: New Moon

Chapter one, inasmuch as it refers to Sergei Korolev, is based on secondary sources. Anyone interested in an account based on primary sources should look for a bio­graphy by Jim Harford that was published this fall (1997) by John Wiley and Sons.

Even the secondary sources about Sergei Korolev are sparse, and in each case it was essential to consider carefully who wrote it, where the author was at the time, and when and where the account of Korolev was published. I also attempted to establish whether any given anecdote had similar sources or whether it came from genuinely independent accounts. I have allowed my imagination to have more play in this chapter than in the rest of the book.

Despite being the chief designer of cosmic rocket systems, Korolev was unknown in the West at the time of the launch of Sputnik (page 8). In a 1959 bibliography on Soviet missiles and state personnel (Library of Con-

gress reference TL 789.8.R9H21) intended to give the U. S. technical world information about Soviet activities, Korolev is listed in a publica­tion from HRB-Singer only as someone interested in liquid-fueled rocket engines.

Grigory Tokady, a defector, first disclosed that Korolev was the chief designer for the Soviet space program during a meeting of the British Interplanetary Society in 1961. His revelation was not widely reported.

One of the best accounts of Sergei Korolev’s early life is by Yaroslav Golo­vanov, Sergei Korolev: The Apprenticeship of a Space Pioneer (Novosti, 1976). The book gives a brief account of the launch of Sputnik, but otherwise is devoted entirely to Korolev’s youth; his early poetic efforts; and his rela­tionships with his mother, grandmother, and stepfather (pages 15 and 16).

It is the only book I found that explores the events and relationships that shaped the man. Clearly, the author has interviewed many people who knew Korolev and has tried to evaluate some of the folklore that has grown up around him, in particular, Korolev’s purported meeting with Tsiolkovsky. Irritatingly, Golovanov’s account stops before Korolev was arrested by Stalin’s secret police. The author is reported to have completed a full biography, written in Russian, and to be in search of a publisher.

Details of Korolev’s state of mind in prison in Moscow, his activities there, and the impact that his incarceration in Kolyma had on him appear in Georgii Oserov’s book, published in Paris, En Prison avec Tupolev (A. Michel, 1973). Oserov was in prison with Korolev and the elite of national aeronautics.

Walter McDougall’s book. . . the Heavens and the Earth: A Political History of the Space Age chronicles the USSR’s fascination from Lenin’s time with technology and the country’s national goal of achieving technical supremacy. This goal led to internal tensions and confrontations between the government and the intelligentsia.

McDougall describes how Marshal Tukhachevsky became a victim of Stalin’s purges and how in 1938 the rocketeers, including Korolev, joined Stalin’s earlier victims, the aircraft designers, in the Gulag’s prison camps.

McDougall reports that Korolev’s failures in early 1957 encouraged his rival Chalomei to attempt to have him dismissed.

Other less detailed accounts of Korolev’s early years exist. The Kremlin and the Cosmos, by Nicholas Damloff (Knopf, 1972), for example, provides a good summary of Korolev’s schooling without the attempts that Golo­vanov makes to explore his psyche. The account is hopelessly inadequate once one enters the difficult years of arrest, concentration camps, and divorce. Daniloff does, however, mention briefly that there were “trying and despairing situations” in Korolev’s life.

Daniloff also gives an account of the launch of Sputnik and of the engineers retiring to an observation bunker a kilometer from the launch pad (pages 10, 18, and 19).

Aleksei Ivanov, an engineer who worked on Sputnik, also recounts the launch (pages 10, 18, and 19) in an article in Isvestia marking the tenth anniversary of Sputnik. He wrote, “I watch not moving my eyes away, fearing to blink so as not to miss the moment of liftoff.”

Another book, more a hagiography than a biography, about Korolev is Spacecraft Designer: The Story of Sergei Korolev (Novosti, 1976). The author, Alexander Romanov, says that he first met Korolev in 1961. If one is care­ful, some details seem worth extracting from this book. The author describes Korolev as a heavyset man, a description that photographs sup­port. His account of Korolev’s small, wood-paneled office with black­board, chalk, lunar globe, bronze bust of Lenin, and model of Sputnik seems plausible, as does his account of a formidable intellect and an ener­getic man with willpower, energy, and vision.

Romanov repeats uncritically the story that Korolev met Konstantin Tsiolkovsky in Kaluga in 1929. Romanov reports that after that meeting, Korolev said, “The meaning of my life came down to one thing—to reach the stars.”

Romanov demonstrates Korolev’s dedication to rocketry with an extract from a letter that Korolev wrote to his second wife in which he wrote, “The boundless book of knowledge and life… is being leafed through for the first time by us here.”

Romanov also reports that it was Korolev who wanted Sputnik to be spherical, which, given Korolev’s authority in the program, seems likely. Romanov says that Korolev said, “It seemed to me that the first Sputnik must have a simple and expressive form close to the shape of celestial bodies.”

More details of Korolev’s character—his strictness, compassion, and demanding nature—appear in a collection of essays entitled Pioneers of Space, which were compiled by Victor Mitroshenkov (Progress Publishers, 1989). Korolevs engineering intuitiveness apparently amazed his colleagues.

In one of the essays, Nikolai Kuznetsov, who headed the cosmonaut training center from 1963, wrote that Korolev liked the cosmonauts to meet the ground staff so that “cosmodrome specialist and cosmonaut could look one another in the eye.” It was Korolev’s way of ensuring that work on Earth was carried out conscientiously. This, together with his recorded friendship with cosmonauts Yuri Gagarin and Alexei Leonov, is the basis for my saying on page 8 that Korolev cared deeply about the fate of his cosmonauts.

Another essay by Pavel Popovich and Alexander Nemov says that peo­ple found Korolev either sincere, unpretentious, and accessible, or mercilessly strict and demanding with slackers. He was, they say, intolerant of vanity.

The essays include brief accounts of the months before the launch and contain nice details, such as Korolev’s habit of lifting his little finger to his eyebrow when vexed.

Other books in which snippets of information about Sputnik, Korolev, and the space race appear that back up information from the main sources include Soviet Rocketry; Past, Present and Future, by Michael Stoiko (Holt, Rinehart and Winston, 1970); Russians in Space, by Evgeny Riabchikov (prepared by Novosti Press Agency, published New York, Doubleday, 1971); Soviet Writings on Earth Satellites and Space Travel, editor Ari Stern – field (Freeport, NY, Books for Libraries Press, 1970); Red Star in Orbit, by James Oberg (Random House, 1981). Oberg quotes Solzhenitsyn as say­ing that Korolev worked on his rocket at night; The Sputnik Crisis and Early United States Space Policy, by Rip Bulkeley (Indiana University Press, 1991), and Race into Space:The Soviet Space Program, by Brian Harvey (Ellis Horwood, a division of John Wiley, 1988).

A description of the location of the Baikonur cosmodrome and the rela­tive position of Korolev’s cottage can be found in this 1986 edition of Janefs Spaceflight Directory.

Information about the events of the IGY meeting on rockets and satellites in Washington, DC, appears in the archives of the National Academy of Sciences.

The IGY meeting in Washington was reported in the New York Times, October 4, 1957.

The anecdote about Korolev’s conversation with Alexei Leonov a few nights before he died comes from Jim Harford. Harford also talked to me about Korolev’s visit to Peenemiinde after World War II.

Khrushchev’s views on the significance to the Soviet Union of ICBMs are to be found in his autobiography, Khrushchev Remembers:The Last Testa­ment, translated by Strobe Talbot (Little Brown).

Khrushchev describes his casual attitude toward Korolev’s news of the launch of Sputnik to James Reston in an interview published in the New York Times on October 8, 1957. Khrushchev says he congratulated Korolev, then went to bed.

An understanding of what life in prison was like for Korolev can be found in The First Circle, by Aleksandor Solzhenitsyn.

Though chapter one is about Korolev because it was his satellite that opened the space age, Robert Goddard was the man who built and launched the first liquid-fueled rocket—a fact of which Korolev was well aware. A companion book for anyone interested in the pioneering days of rocketry therefore is Robert H. Goddard: Pioneer of Space Research, by Milton Lehman (Da Capo Press, 1988). The footnote about the launch of the world’s first liquid-fueled rocket comes from this book. Lehman’s book was published first as This High Man (Da Capo Press, 1963).

I found information about general historical events, such as the coup that Khrushchev faced down in June 1957 (page 11), in A History of the Soviet Union, by Geoffrey Hosking (Fontana, 1985).

Communications section

There was so much material for this section that the only way to make sense of it was to put it all together into one big pot, to arrange it chronologically, and to construct a series of calendars for the years in which I was interested. I also put the dates of major importance for world events and other developments in the space program on the same calen­dars. This gave me a good feel for what was happening when, and high­lighted some nice ironies between the Telstar and Syncom programs that I would otherwise have missed.

Primary source material came from AT&T, the Hughes Aircraft Com­pany, John Rubel, Bob Roney, the NAS, NASA, and the American Her­itage Center.

Interviewees were John Pierce, Harold Rosen, Tom Hudspeth, Bob Roney, Robert Davis.

AT&T’s highly professional archive yielded masses of information about Telstar and some, though to a lesser extent, about Echo.

The НАС archives give a good sense of the work that Harold Rosen and Don Williams et al. did, as well as demonstrating the company’s internal wrangles and its lobbying of NASA and the DoD.

Bob Roney had personal papers that supplemented the more extensive records from the НАС archive.

John Rubel’s papers cover the ground from the perspective of the Office of Defense Research & Engineering. The view from this office is not always the same as that from other departments of the DoD.

NASA’s records (thanks once again to David Whalen for these) gave, not surprisingly, the agency’s side of the story

I had more material from AT&T and the НАС and John Rubel than from NASA, so the story unfolds primarily from their perspective, though I have tried to synthesize different policy and technical viewpoints.

Chapter sixteen: The Players

TAT-1 capacity (page 171) from Signals, The Science of Telecommunication, by John Pierce and Michael Noll. Scientific American Library (1990).

The Space Station (page 172), Its Radio Applications, by Arthur C. Clarke, 25 May 1945 (typed manuscript).

“Extra-Terrestrial Relays, Can Rocket Stations Give World-Wide Radio Coverage,” by Arthur C. Clarke, published in Wireless World, October 1945 (page 172) (From John Pierce).

“Orbital Radio Relays,” by J. R. Pierce, Jet Propulsion, April 1955 (pages 172-173).

Pierce’s views of Rudi Kompfner, medium-altitude satellites, and Harold Rosen (pages 174—175) from interviews with Pierce, his oral history at Caltech, memos, and his autobiography (see notes for chapter 17).

From Sputnik II to Transit

Damn, I’m going to wrangle a place on that project.

—Harold Black, Transit team member, on hearing of Guier and Weiffen – bach’s work on orbital determination and prediction at the end of 1957

O

n November 8, 1957, Ralph Gibson dipped into the director’s dis­cretionary fund for $20,000 to fund Project D-54—to determine a satellite orbit from Doppler data, and he assigned technical and engineer­ing support to Guier and Weiffenbach.

Shortly afterwards, Guier and Weiffenbach briefed their colleagues in the research center, some of whom would later play an important part in the development of Transit. One, Harold Black, was bowled over. Guier had explained methods and coordinate systems that were on the edge of his understanding, and Black knew that he wanted to be a part of the work. He would be, but not for a few more months. Not until the Transit program was underway.

In the closing months of 1957, Guier and Weiffenbach were tackling the problem of the ionosphere—the region of the earth’s upper atmo­sphere where solar energy separates electrons from atoms and molecules, creating layers of free electrons that reflect or refract radio waves. Reflected waves pass round the curve of the Earth and carry transmissions from, say, Voice of America, or provide medium – and high-frequency channels for voice communication. Higher frequencies pass through the ionosphere, enabling communication between the ground and a satellite.

On passage through the ionosphere, radio waves interact with the free electrons, and the frequency of a signal received on Earth from a satel­lite appears different from the frequency transmitted by the satellite. This muddies the water if you are trying to relate the Doppler shift to the satel­lite’s motion. There is a qualitative explanation that gives a rough idea of what is happening.

Radio waves are, of course, examples of electromagnetic radiation. Sputnik’s oscillator was creating an electric field (with its associated mag­
netic field), and the influence of the field extended through space. The field’s influence set the free electrons of the ionosphere oscillating with the same frequency as the field. The oscillating electrons set up their own elec­tromagnetic fields, which, in turn, extended their influence out through space. The fields from Sputnik’s oscillator and from the free electrons were of the same frequency but were not exactly in step. They overlapped. If one returns to the wave analogy of electromagnetic radiation, it as though the crests of the waves from the field generated by the free electrons occurred at a slightly different time than the crests of the waves from the satellite oscillator’s field. So a receiver on Earth detected more wave crests over a given time than it would if the ionosphere were to conveniently disappear (convenient at least for this application).

The Doppler shift (received minus transmitted frequency) is related to the range rate, that is, to the way the satellite’s position with respect to the lab was changing. So when the received frequency was altered by the presence of the ionosphere, the satellite’s path appeared to be different from what it actually was.

How could the receiver distinguish between the number of crests received in a given time as a result of ionospheric refraction as distinct from the number of crests detected because of the Doppler shift?

It couldn’t. And because Sputnik I generated only one frequency, there wasn’t much that Guier and Weiffenbach could then do by judi­ciously juggling theory and observation. Fortunately, the Soviets launched Sputnik II, and Weiffenbach started recording both frequencies. By com­paring the two signals received, and knowing, from theory, that the iono­spheric effect was roughly inversely proportional to the square of the transmitter frequency, they were able to calculate the amount by which the ionosphere altered the received frequency. They were able, therefore, to remove the effects of the ionosphere from their experimental data. Once Guier and Weiffenbach corrected for ionospheric refraction, the frequen­cies computed were those due to the satellite’s motion and not to passage through the ionosphere. Needless to say, this again sounds far simpler than it was, and considerable effort subsequently went into theoretical and experimental explorations of the ionosphere’s nature.

Fortunately, the IGY was generating new observations of the iono­sphere. Of particular importance for greater theoretical understanding were the Naval Research Laboratory’s data showing that the then existing simplified description of the ionosphere was less complete than had been thought previously. The nonuniform electron density through a cross sec­tion of the ionosphere raised concerns at APL that more than two fre­quencies would be needed to correct for ionospheric refraction with suffi­cient accuracy Guier’s and Weiffenbach’s work with Sputnik II did not settle this question.

Another potential complication was that electron density, which influences the amount of refraction, varies with the amount of energy the sun is pouring onto the earth. There are, for example, more free electrons at noon than at night, and the density varies according to the latitude, the time of year, and the stage of the solar cycle.

Thus in November 1957, the ionosphere was the first quagmire that Guier and Weiffenbach encountered as they analyzed their Doppler data. Their experience led them to conclude in the first Transit proposal, erro­neously as it turned out, that the ionosphere would be the biggest obstacle to developing a navigation system.

Once the Transit program was underway, Weiffenbach and then Guier and then others tackled the ionospheric physics in greater detail and with more sophistication than in Guier and Weiffenbach’s initial paper in April 1958, entitled Theoretical Analysis of the Doppler Radio Signals from Earth Satellites.

Weiffenbach went back to basics, studying Maxwell’s equations describing the behavior of electromagnetic waves as well as the equations that provide a theoretical and simplified description of the ionosphere. He collected much of the published data and satisfied himself that theory and experiment seemed to be in synch. Weiffenbach’s aim was to find the opti­mum frequency for Transit given the constraints that physics and current or foreseeable technology imposed. Ideally, the highest possible value should be chosen, but electronic components of the day did not work at the higher frequencies. Such juggling of theory and practicality was an essential aspect of determining the early specifications for Transit, and it focused the minds of many other satellite designers.

By the end of 1958, Weiffenbach had concluded that two frequencies should do the job. The analysis he submitted to Richard Kershner, the team leader, warned that only experiment would clarify the situation, and the first experimental Transit satellite was aimed at doing just that.

Guier’s later basic theoretical analysis, bolstered by results from early experimental satellites and discussions with Weiffenbach, showed that for Transit’s purposes, physical phenomena such as the irregularity of electron density could be ignored, and that two frequencies provided an accurate enough correction for ionospheric refraction.

Shortly after the first Transit proposal was written in April 1958, they realized that the earth’s magnetic field would also affect passage of radio waves through the ionosphere. Therefore, Weiffenbach, who became responsible for space physics and instrumentation at APL, recommended circularly polarized transmitters. Such transmitters were not unusual, but Henry Riblet, who went on to head space physics and instrumentation at the lab, had to modify existing designs so that they would be suitable for the spherical surface of Transit. Having chosen circular polarization, Tran­sit’s designers were constrained in their approach to stabilizing the satellite in orbit. Thus the physics affects the technology and each technological decision affects others.

As 1957 drew to a close, Guier, later responsible for space analysis and computation, was refining the mathematical model. Weiffenbach was gath­ering data and improving the experimental setup, and together they con­tinued to explore what the model could tell them about orbits. In the meantime they were reading madly, educating themselves in ionospheric physics and orbital mechanics.

Around this time they met someone who was to become their “good angel.” His name was John O’Keefe, and he was working with the Van­guard tracking team, was in fact at the radio tracking station near Washing­ton D. C. on the morning after the launch of Sputnik I.

O’Keefe, who was to become a pioneer of satellite geodesy, had stud­ied the moon’s motion in search of clues to the nature of the earth’s gravi­tational field and had eagerly anticipated the launch of satellites. For the previous year, in preparation for the space age, he had studied orbital mechanics every morning before going to work. He was devastated when the Soviets launched first.

O’Keefe, whose son heard Sputnik’s Doppler shift on a ham radio set, was intrigued when he learned of the quality of Guier’s and Weiffenbach’s Doppler data. He went to APL to take a look and was impressed. When Guier and Weiffenbach determined Sputnik’s orbit, O’Keefe was astounded; he didn’t think they would be able to get that much informa­tion from the data.

Yet there was actually even more in the data. Later, the same curve­fitting technique enabled them to vary values for ionospheric refraction and thus to find indices of refraction in addition to transmitter frequency and the orbital parameters.

O’Keefe tweaked Guier and Weiffenbach about their lack of knowl­edge of the ionosphere and pointed out, too, that the Earth’s gravitational field would turn out to be far more complicated than people yet realized. He brought much humor and knowledge of physics to their relationship.

As a regular attendee at IGY meetings, O’Keefe was up-to-date on emerging results. In the following year, he would analyze observations of Vanguard i, known as “the grapefruit,’’ and he recognized that for the satel­lite to be in the observed orbit, the Earth must be pear-shaped in addition to being oblate. The southern hemisphere, in effect, is larger than the northern hemisphere.

The pear-shaped term for the Earth eventually became the second brush stroke on the canvas of that very simple mathematical model that Guier had initially constructed for his and Weiffenbach’s research during the autumn of 1957. And when the gravitational consequences of the pear-shaped earth were folded into the model, the fit between theoretical and experimental curves improved yet again, reducing the error of the orbital determination and prediction.

Immediately after the launch of Sputnik I, O’Keefe had very little data to work with. Hence his fascination with Guier’s and Weiffenbach’s Doppler curves. He invited them “downtown” to Washington D. C. to meet the Vanguard’s Minitrack team. At the time the Minitrack group was inundated. Calls were coming in from many people whom they really didn’t want to talk to. Guier and Weiffenbach fell into the category of nui­sance, and to their chagrin, the Minitrack people dismissed them and their work. The rebuff rankled. Weiffenbach recalls thinking, “OK, we’ll show you; you will take notice.”

Throughout the early part of 1958, Guier and Weiffenbach focused on improving orbital determination. By early spring, they thought they had the satellite’s position to within two or three miles, and they began writing their key paper on the theoretical analysis of Doppler data. But what next?

It was their boss, Frank “Mack” McClure, head of the lab’s research center, who took the next step. McClure seems to have been a compli­cated character. Various descriptions crop up from those who knew him: smart as hell; prone to terrific rows; blunt; impatient; enormous ego (I doubt this was a unique characteristic); someone who “didn’t fool himself about himself” recalls Weiffenbach. Certainly he seems to have impressed the research center’s scientists with the breadth and depth of his knowl­edge of physics.

At this time McClure’s main interest was in solving the problem of insta­bilities in the burning of fuel in solid-fuel rockets, one of the critical technolo­gies for the Polaris missiles. Hence he was spending a lot of time at Special Pro­jects, as was the man who became the Transit team leader—Richard Kershner.

On Monday, March 17,1958, Frank McClure called Guier and Weif­fenbach to his office. He told them to close the door; a clue, they knew, that something interesting or classified would be said. McClure asked them, Can you really do what you say you can? In the manner of the best courtroom attorneys, McClure was asking a question to which he was sure he already knew the answer. Guier and Weiffenbach did not know this, but they answered yes.

In that case, McClure told them, if you can determine a satellite’s orbit by analyzing Doppler data received at a known position on the earth, it should be possible to determine position at sea by receiving Doppler data from a satellite in a known orbit. The navigation problem, in fact, would be easier, argued McClure, because only two values—latitude and longitude—would have to be determined.

McClure sketched out the concept. The satellite would transmit two continuous waves, which would allow a receiving station on a submarine to record two Doppler curves and to correct for ionospheric effects. The satellite would also broadcast its position at the time of the transmission.

The submarine’s inertial guidance system could then provide an esti­mated value of latitude and longitude. A computer program would gener­ate the Doppler curves that a submarine at that estimated location would receive from a satellite at a known position. It would then continue to generate Doppler curves that would be received at nearby values of lati­tude and longitude. When a best fit was found between the estimated and received Doppler curves, those values of latitude and longitude would be the latitude and longitude of the submarine.

Thus the method that Guier and Weiffenbach had developed would be used in two ways. First, to find a satellite’s orbit by observing it from ground stations at well-determined locations, allowing a prediction of its position. The positions for the next twelve hours would then be uploaded

From Sputnik II to Transit

From left to right:William H. Guier, FrankT McClure and George C. Weiffenbach. Drs. Guier and Weiffenbach first employed Doppler tracking to determine the orbits of satellites when tracking Sputnik. Dr McClure used this principle as a basis for inventing a worldwide navigation system. Courtesy of Applied Physics Laboratory.

twice a day. Second, the same computational and statistical techniques would provide a means of fixing latitude and longitude.

McClure asked them what they thought. They agreed that it sounded plausible. Go away, McClure told them, and do an error analysis.

They did. After the computer simulations they had been working with, simulating the errors in the navigation scheme proposed by McClure was, they say, next to trivial. They looked at the answers and didn’t believe them. They seemed too good. They wondered whether they had left something out, but they knew that they had not. So they increased the errors in the assumed depth and speeds of the submarines as well as several other parameters. Then they went back and told McClure that it would work, and work beautifully.

McClure smiled and said, “I know.”

McClure told Guier that he had had the idea the weekend before and had called Richard Kershner. The two of them, who frequently spent time together away from the lab, had fleshed out the idea over the week­end. They had concluded that the navigation method would work if Guier and Weiffenbach could do what they said they could.

On the day after his meeting with Guier and Weiffenbach, McClure sent a memo to Gibson, APL’s director. The topic was “satellite Doppler as a means of ship navigation.” McClure suggested that APL’s patent group should consider seeking protection for the idea. He pointed out that “While the possible importance of this system to the Polaris weapons sys­tem is clear… an extension of thinking in regard to peacetime use is to me quite exciting.” Other advantages did not escape him, and he added that the establishment of such a system “ … might provide a wonderful cold war opportunity…. This would put the U. S. in the position of being the first nation to offer worldwide service through its venture into outer space.” Work on a technical proposal began immediately.

Developing specifications for a complex engineering system is like plan­ning an elaborate meal without reference to recipes, knowing only what combinations are most likely to work, what fresh produce is likely to be available, and making last-minute adjustments for what is not. The occa­sion for the meal guides the process. First there is the overall plan of suit­able and compatible courses. Then comes the detail, working out all of the recipes, testing quantities, temperatures, cooking times.

McClure defined the occasion and made clear what the “diners” would swallow. He knew the technical needs of Polaris in detail, but of equal importance was his sense of the technological likes and dislikes of Special Projects. If he thought Special Projects wouldn’t like a particular technical approach, he would point that out.

Several factors, therefore, converged to ensure that the Transit pro­posal would win the backing that it did in the face of opposing schemes that were emerging for satellite-based navigation. First, APL was present­ing a good idea and had some smart people able to see it through from theoretical analysis to engineering application. Second, the lab had an acknowledged history of completing complex and difficult applied physics and engineering projects, starting with the proximity fuse. (The Naval Research Laboratory’s experience with Vanguard after the success of Vi­king, however, showed that previous success is not always a harbinger of future triumphs.) Neither factor would have been enough alone, but Tran­sit would clearly have been dead in the water without the lab’s expertise and reputation. Additionally, of the emerging ideas for satellite navigation, Transit met the needs of Special Projects and, because of the Brickbat-01 status of Polaris, was compatible with national priorities.

Of the competing schemes, one, taking angles to emitting radio waves was impossible because the antennas needed would have been far too large for submarines. Even had the antennas been usable by the surface fleet, the scheme would not have been serious competition for Transit because the surface fleet was not expressing a strong desire for improved position fixing, nor had its missions the same high priority as those of Spe­cial Projects.

Another scheme, radar ranging, might have met the needs of the U. S. Air Force, but although Air Force missions did have a high priority and the Air Force had proven in its ten years of existence to be highly success­ful at lobbying the government, the preferred scheme within the Depart­ment of Defense at that time was to develop inertial guidance for aircraft. Since aircraft are not aloft for months at a time, the errors do not have as long to accumulate as they do during a submarine’s tour of duty. (Radar ranging resurfaced as the technical basis for the GPS satellites, which have replaced Transit.)

Also operating in APL’s favor was the lab’s relationship, as the consul­tant assessing the Polaris weapons system overall, with Special Projects. The organizational relationship was bolstered by professional relationships at all levels and by McClure’s political astuteness in making his inside knowledge of Special Projects work to further the technical acceptability of the Transit proposal. In short, the people who proposed Transit were the right people, in the right place, at the right time, and with the political and scientific smarts to see it through.

There was another influential factor, and that was Richard Kershner’s reputation. Kershner’s approach to technical problems was similar to that taken by Captain Levering Smith, then technical director of Special Proj­ects. Commander “Chuck” Pollow, who assisted in the day-to-day man­agement of Transit, is convinced that the perception that Special Projects and Smith had of Kershner was critical to Transit’s initial acceptance. And the Transit team members are convinced that Kershner was critical to the success of Transit.

Chapter two: Cocktails and the Blues

A flavor of the times described in this chapter comes from my interviews with William Pickering, Milton Rosen (technical director of Project Van­guard), John Townsend, and Herbert Friedman (of the Naval Research Laboratory and a member of the USNC).

When the Soviet embassy’s party began (page 21) on the evening of October 4, 1957, did Anatoli Blagonravov know that Sputnik had been launched? William Pickering thinks not. John Townsend doesn’t know, but he says that Homer Newell (scientific program coordinator for Pro­ject Vanguard), who was with them, was convinced that Blagonravov did know.

My physical description of Blagonravov comes from reports in the New York Times during the week of the conference (page 22). I’m guessing that he drank vodka.

All of the following documents provided details on which the discussion of policy on pages 176-179 are based

Management of Advent (March 1961): including TAB F—Memorandum from the Acting Secretary of Defense of the Army and the Secretary of the Air Force, subject, Program Management of Advent (15 September, 1960); and TAB G—Recommended Action: Memo for Signature of Sec­retary of Defense.

The problems in the Advent program were spelled out by, among others, Harold Brown, DDR&E, on May 22, 1962, in a memo for the secretary of defense, Robert McNamara. In an appendix, Brown states categorically that the contractors management of Advent (General Electric) was poor. He also wrote, “During 1961 and until February 28, 1962, USAAMA (Army Advent Management Agency) decided to gamble on the contrac­tors to realize first a March and then a June firing date. The rate of expenditures rose to twice the amount allowable on the basis of available funds and the whole project went out of balance; training, ground equip­ment and operational control rooms were fully engineered before the spaceborne equipment was out of the breadboard stage; schedules were manipulated to a point where the completion date of the first flight arti­cle was set ahead of the engineering test model” (John Rubel’s papers).

Memorandum for John H. Rubel, Deputy Director of Defense Research & Engineering, from Ralph L. Clark, Assistant Director for Communica­tions, dated January 17, I960. A number of policy documents on commu­nication satellites are attached. These are: Briefing paper for Mr. Gates, subject: Cabinet paper CP60-112—Communication Satellite Develop­ment, December 19, 1960; Draft policy presented by ODRE to the unmanned spacecraft panel of the AACB; Summary of Cabinet Paper CP60-112/1, December 23, 1960; Briefing paper by Clark and Nadler setting out their concerns with the Cabinet Paper; draft of a policy state­ment prepared by the service secretaries summarizing the DoD’s role and interest in communication satellites (John Rubel’s papers).

Memorandum for Members of the Unmanned Spacecraft Panel: State­ment of NASA Program Philosophy on Communication Satellites. November 21, 1960 (НАС archives).

The NASA Communication Satellite Program, February 9, 1961 (John Rubels papers).

“United States Policy Toward Satellite-Based Telecommunications,” cir­culated among a small group by John Rubel in April 1961 (John Rubel’s papers).

Informal Notes of the Interim Steering Committee for Satellite-Based Telecommunications Policy, second meeting, held in the Pentagon, 11 May, 1961. Appendix В was:“DoD Position on what Technical Charac-

teristics and Capabilities DoD Desires from a Commercially Operable Satellite-Based Telecommunication System”. Appendix C: Industry – Department of Defense Cooperation in Satellite-Based Telecommunica­tions (John Rubel’s papers).

A memorandum dated September 6, 1960, records a meeting at AT&T’s headquarters on that day. The meeting discussed a request from NASA for information about Bell System’s plans for satellite communication and research. Memo gives AT&T’s policy views. The views were laid out in a letter of September 9 to T. Keith Glennan, which said that satellites should be operated by commercial companies, not government, and that enough information existed from Echo 1 for Bell to want to proceed immediately to work on active repeaters. (Box 85080203, AT&T archives).

AT&T was clearly fighting for a comprehensive role in satellite commu­nication, as numerous documents in AT&T’s and NASA’s records show. For example; on March 10, 1961, Jim Fisk, head of BTL, sent a letter to Richard S. Morse, assistant secretary of the Army, expanding on an infor­mal proposal sent by Bell to Morse on March 3. Even though the letter refers to Bell’s ideas for an experimental, not operational, program, the proposal’s completeness, with all the control that it would have ceded to AT&T, might reasonably have raised concerns in government over the extent of the control that the monopolistic AT&T would yield over something as vital as international communications.

Fisk wrote, “Bell Systems’ interest is simply stated: communication satellites promise a natural extension of the present microwave common – carrier networks and a natural supplement to present overseas radio and cable circuits.”

Specifically, Fisk proposed that Bell should design, construct, and pay for the fixed ground stations in the U. S.; arrange for foreign ground sta­tions with overseas common carrier partners; design, construct and pay for repeaters, providing frequencies for specific military uses as well as common carrier uses; accommodate the experimental requirements of the other common carriers on terms mutually agreeable; provide systems engineering assistance to the Department of Defense from the develop­ment of transportable or mobile ground terminals; provide systems engi­neering assistance to the Department of Defense to adapt the low-orbit satellite repeaters into synchronous orbit repeaters when the orbiting, ori­entation, stabilization and station keeping problems of that satellite are solved; cooperate with the Department of Defense in the initial launch operation, and share the costs of launching, as may be agreed; work with other Department of Defense contractors on portions of the program of primary military interest to insure efficient planning and to insure system compatibility.

The tensions between NASA and AT&T at both policy and technical levels are also well documented. A letter from Fred Kappel, the presi­dent of AT&T, to James Webb, the administrator of NASA, written on April 5, 1961, says, “It has come to my attention that an article that The Wall Street Journal carries… that NASA has yet to receive any firm pro­posal from any company.” Kappel goes on to write, “In view of the events which have taken place during the past few months, this state­ment… is of deep concern to me. The specific events to which I refer are as follow.” Over four pages, Kappel itemizes approaches made by AT&T to NASA (George Washington University, passed to me by David Whalen).

The Department of Justice’s concerns about the antitrust implications of AT&T’s plans for an operational communication satellite system are men­tioned in various places. One source is a memo for Alan Shapley from James Webb, NASA administrator, dated August 12, 1966. In this memo Webb also makes the point that the RCA proposal (Relay) was clearly the best for the “experimental and research requirements of NASA, although not necessarily the best for the first step toward an operational communi­cation satellite as desired by AT&T” (NASA History Office).

A memorandum for the record by Robert Nunn of December 23, 1960, describes a meeting between himself; John Johnson, NASA’s special coun­cil; and Attorney General Roberts. They were discussing a paper on com­munication policy to be submitted to the White House. December 1960 was, of course, the eve of the Kennedy administration. The policy ques­tion at stake was private or public promotion of communication satellites. All acknowledged that AT&T might be the only company capable of owning and operating an operational system of communications satellites. Roberts said, “Whatever we do, we cannot act as though NASA is putting AT&T into a preemptive position…” And he said,“. . . we cannot assume. . . that when all is said and done AT&T will emerge owning and operat­ing a system. . .Nunn explained/4 … the feeling in the White House apparently favors taking a position on principle which the succeeding administration will be obliged to overturn if it does not concur. Rogers said that this was unrealistic. Their aim was to find a way of supporting the White House’s stance in favor of the private sector without “seeking to nail down the conclusion concerning what the government will or will not do in future.”

A memorandum for the special assistant to the administrator at this time spells out AT&T’s dominance of international communication. The voice segment (cable and radio) was operated exclusively by AT&T. Some nine­teen companies competed for telegraph traffic (NASA History Office).

A number of policy documents and internal ODR&E memos point out that the solar minimum of 1964 to 1966 would reduce radio communica­tion circuits by up to two-thirds. These include a letter from Jerome Wiesner, who wrote on July 7, 1961, to Robert McNamara urging him to give his personal attention to the strengthening of the Defense Com­munications Agency.

The cooperation between NASA and the DoD with respect to which organization would develop which satellites (at least at the highest levels) is apparent in a letter from James Webb to Robert McNamara, secretary of defense. On June 1, 1961, Webb wrote, “I also wish to take this oppor­tunity again to make clear my firm intent that you are kept informed of activities concerning communication satellites and that your views and interests are kept in mind at all times.” At lower levels, and even within the separate organizations, relationships were not always so open. A memo from James Webb to Hugh Dryden, dated June 16, 1961, says, “I think it important that we not ever indicate that some of our military friends, par­ticularly those down the line in the services, may not have had full access to all the information, documents, and so forth relating to the kind of decisions that Mr. McNamara, Mr. Gilpatric, and I have made on the big program” (David Whalen from NASA History Office).

The issue being discussed at this time was NASA’s involvement in synchronous altitude, or 24-hour; communication satellites. The succeeding agreements that NASA and the DoD had, first that NASA should develop only passive satellites and then that it develop only medium-altitude satellites was explained to me by John Rubel.

Letter from James Webb, NASA administrator, to the director of the Bureau of the Budget, dated March 13, 1961. On communication satel­lites, Webb wrote, “This proposal specifically contemplates that this Administration should reverse the Eisenhower policy under which $10 million of the NASA active communication satellite program would be financed by private industry In my view this would not be in the public interest at this stage in a highly experimental research and development program” (David Whalen, NASA History Office).

A memorandum, dated April 28, 1961, for John A. Johnson, NASA gen­eral council, from James Webb, on the subject of a letter to Fred Kappel, president of AT&T, gives Webb’s view that government should not reach a hasty decision about its policy on experimental programs, such as com­munication satellites, without thoroughly considering all possible interest groups (David Whalen from the NASA History Office).

Memorandum for the associate administrator, dated May 16, 1961, con­cerning expansion of the active communication satellite program, by Robert Nunn. The memo discusses the policy issues and the public ver­sus private development of operational communication satellites.

Summary of the Comsat Bill:

Comsat stock was issued on June 2, 1964. There were ten million shares at $20 per share. The net proceeds to Comsat were $196 million. Half the capital was raised from individuals and half from 150 communications companies.

Kershner’s Roulette

You have to give yourself a chance to get lucky.

There’s plenty of time, if we work hard enough.

—Richard Kershner, Transit project leader

I

f people leave a legacy in the eyes and voices of those who knew them well, then Richard Kershner should rest easy Kershner led the Tran­sit team with an authority bestowed willingly by those who worked for him.

He instituted a policy of “cradle to grave” engineering, which means that the person who designs a particular component also has responsibility for testing it. This was not (and is not) a common practice, but Transit team members perceive it as having been critical to the project’s success. Kershner eschewed line management as much as possible. If he had a ques­tion about a particular component, he would go directly to the person building that component rather than the department head. The policy was applied widely. Someone working for Guier, for example, could and would go around Guier if he thought an issue would be discussed more profitably with someone else.

There were the inevitable personality conflicts and disagreements. Yet a widely held memory among the Transit team is that the optimum technical solution determined the outcome of an argument, not an indi­vidual’s position in the hierarchy. All recall that Kershner was the final arbiter. He would tell them, “you together have n votes, and I have n plus one votes.” Yet his decisions seem to have been accepted because of his character, not because of the authority vested in his position. His most admired characteristic was his acceptance of responsibility when things went wrong, and over the years many things did go wrong in the Transit program. Kershner would say that whoever did not like what had hap­pened would have to deal with him first. More than thirty-five years after the project started and fourteen years after Richard Kershner’s death, the Transit team’s respect is still palpable.

One can look for the reasons among articles Kershner wrote about management practice. They are as dry and irrelevant as, I suspect, most for­mulas for successful management. Perhaps they could not be applied by
someone other than himself; he seems to have had a natural tact and respect for his staff that won him great loyalty.

Immediately after McClure had explained his idea for satellite navi­gation, Kershner was brought in to help put together a proposal. He was joined by Guier, Weiffenbach, and Bob Newton, a reticent, elegant An­glophile. During Transit’s development, Newton was to contribute to nearly all areas of the physics. In future years, these four would commemo­rate their early collaboration by celebrating the anniversary of the first suc­cessful Transit launch.

Their initial proposal was completed by April 4, 1958. It was marked “confidential,” a low level of classification. Submarines were mentioned only in passing, even though Polaris provided the impetus for the proposal. Informal discussions about navigation for Polaris must have been going on at high levels of APL and the Pentagon.

During the next few years, details of the proposal would change. The ionosphere, for example, deemed at this time to be the biggest problem, was soon supplanted in importance by the need to understand the earth’s gravitational field. Nevertheless, a surprising amount of the original pro­posal was to remain.

For the first draft, Guier tackled computing, Newton dealt with the satellite’s motion, and Weiffenbach took on the ionosphere and assessment of error—frequency drift, for example. Kershner worked on the overall system design. After the first draft, they all worked on all sections, cri­tiquing and revising, guided by McClure’s intimate knowledge of what Special Projects wanted and would accept.

A worldwide “satellite Doppler navigation system” for all weather was possible, argued the proposal, because of the recent developments showing that it was technically feasible to establish artificial satellites in predetermined orbits with lifetimes measured in years. A position fix with a CEP (circular error probable—a circle of radius within which there is a 50% probability of finding an object) of half a nautical mile should be pos­sible immediately. CEPs of one-tenth of a nautical mile, about six hundred feet, were likely in the near future, and such accuracies, stated the proposal, were greater than those of any known military requirements. Transit team members say that the first operational satellite launched at the end of 1963 achieved a CEP of one-tenth of a mile. Even though there were still prob­lems to be solved, this was an impressive feat.

An alternative approach to navigation, involving further develop­ment of a coastal radio ranging system called Loran, would also have been accurate, but only when the submarines were within range of its signal. Loran, says a former British liaison officer to Special Projects, would have been too limiting for Polaris.

A particular strength, the proposal pointed out, was the passive nature of the proposed navigation system, which would not betray a submarine’s position. The submarine would need only to approach the surface and to deploy its antenna at night for about eight minutes.

Various approaches to calculating latitude and longitude were out­lined. One involved our old friend “miss distance,” that is, the range at closest approach. Given the miss distance, one could plot a line on a map representing positions for which the submarine might be at the corre­sponding range from the satellite. If this process were repeated for signals from two satellites, the latitude and longitude would be the place where the lines of position intersected. Conceptually, this was an approach famil­iar to navigators.

APL, of course, was not trying to persuade anyone that relying on miss distance was a good approach, and the proposal went on to describe in general terms the computational and statistical techniques developed by Guier and Weiffenbach during their research into orbital determination and to say that these would be applied for position fixing. The greater accuracy attainable by comparing the curves of the theoretically generated and received Doppler signals at many points was pointed out. They needed to make this argument explicitly because many opponents at the time, recalls Guier, though that the method was “out in left field.”

To recap, the Transit proposal was essentially this: A satellite in a known position would broadcast two continuous waves. A comparison of the two signals would allow the submarine’s computer to eliminate the effects of ionospheric refraction. That same computer would then generate—for dif­ferent latitudes and longitudes—the Doppler curves that the submarine would receive from a satellite in that position. The inertial navigation unit would provide an initial estimate of position to the computer, which would run through a number of iterations until it found the latitude and longitude that generated the Doppler curve that best fitted that received from the satellite. These values of latitude and longitude would then be fed to the inertial navigation system to automatically correct its output.

The system, which was yet to be named Transit, was explained through the example of a satellite in a polar orbit at an altitude of four hundred miles. Such a satellite takes ninety-six minutes to complete one orbit. During these ninety-six minutes, the earth turns through about twenty-four degrees of longitude. The point immediately below the satellite—the sub­satellite point—moves westward by an equivalent number of miles, depending on the latitude. Thus, how frequently one could “see” such a satellite during the course of a day depends on latitude. Near the poles, the satellite would be visible on every orbit; near the equator, less often.

Simply seeing the satellite, as Guier and Weiffenbach had come to understand by observing Explorer I, would not be enough. The relation­ship of the orbit to receiving equipment on the ground had to fall within certain limits. If the arc of the orbit were too distant, the recorded Doppler shift would change far more gradually with time than if the satellite were nearer. The quantity of positional information would then be less per unit time, and with constant noise being received, the so-called signal-to-noise ratio would be too low for optimum accuracy. Moreover, the signal would be passing through a greater distance and would be subject to more atmo­spheric refraction, which would obscure the more gradual Doppler changes of the distant satellite. On the other hand, if the satellite were to pass nearly overhead, the computations would result in an error in longi­tude. In between, there was a wide region in which the total navigational error would be acceptably small and would be insensitive to the geometry of the satellite pass.

These limitations were pointed out, but the proposal did not recom­mend a particular number of satellites or an orbital configuration. Never­theless, one begins to see how the laws of physics and the requirements of the job to be done, for example worldwide navigation versus position fix­ing in the arctic, combine to impose limits on the configuration of orbital inclinations and altitudes.

A vital part of the system would be the oscillators producing the continuous waves for the Doppler measurements and the reference frequency in the submarines receiver. The stability of the oscillators and the error in the frequency measurement defined the system’s theoretical limit of accu­racy—the limit achievable if all other problems were solved.

The first proposal asserted that the state of the art for oscillators meant that a CEP of a thirtieth of a nautical mile (roughly two hundred feet) was theoretically possible. Although the proposal had made clear that this accuracy was dependent on a number of assumptions, including a favorable geometry between satellite and receiving station, critics thought that APL was saying that it could achieve this number regularly in practice. When the figure leaked out, McClure had to field outraged and disbeliev­ing phone calls, including one from Bill Markowitz, head of the Naval Observatory. Eventually, Transit surpassed even this accuracy, but in 1958 the proposal’s claims seemed implausible.

The situation was not helped by the fact that many of the critics either did not understand or did not want to understand the computa­tional and statistical approach APL was proposing. Guier and Weiffenbach recall one group that converted their data to miss distances, calculated, inevitably, a very poor orbit, and so dismissed their work.

Transit’s history was similar to that of many technological develop­ments. First, Guier and Weiffenbach explored something new and unex­pected, initially with no clear idea in mind. Then they found a purpose for their research—orbital determination. In March, McClure entered the stage with a way of exploiting their research for a practical application. McClure brought with him Richard Kershner, someone who today would be called a systems engineer. Kershner supervised the development of a proposal, which, because it served a military need, won funding. It encountered opposition and was not widely accepted for some time.

One could write of this last aspect of Transit’s development, that there is “nothing new under the sun,” because the satellite’s development has much in common with the pursuit of longitude, the critical navigational problem that occupied physicists of the seventeenth and eighteenth cen­turies—some of these same physicists who laid the scientific foundations for Transit.

A diversion into history is too hard to resist. Geopolitical tensions between two superpowers—Spain and Portugal—provided the initial impetus for the pursuit of longitude. The two countries had a territorial dispute that could not be resolved because they did not know the location of the meridian in the Atlantic ocean that separated their claims to sover­eignty. Before a solution was found, there were political hearings, testi­mony from distinguished scientists, competing technical solutions, pleas for public funding, and suspicion of the new technology from naval officers. Once a solution to the longitude problem was found, it became invaluable to commercial shipping interests.

In the seventeenth century, the problem of determining longitude came down to the need for a means of telling the time accurately at sea. If a clock of some kind were set according to time at a reference longitude, say Greenwich, and local noon occurred at 2 RM. Greenwich time, then you knew you were thirty degrees west of Greenwich. (The earth turns through fifteen degrees of longitude per hour).

Telling the time at sea was acknowledged to be very difficult. On land there was no problem. Pendulum clocks were accurate to within a few seconds, but they did not work well on the pitching and rolling deck of a ship. First the Portuguese, then the Spanish, the Dutch, and the French offered rewards for ideas leading to a method to tell the time at sea. Every crank in Europe responded. Overwhelmed by dubious proposals, Spanish officials returned a promising idea from an Italian named Galileo Galilei that suggested taking advantage of the times of eclipse and emergence of the moons of Jupiter. Given the difficulties of stabilizing a pendulum at sea, the idea was good. But it languished in bureaucracy.

A century after the Portuguese first tackled the problem, the English Parliament bestirred itself in an effort to placate a public scandalized when, in 1707, Admiral Sir Clowdisley Shovell led the fleet onto rocks in bad weather off the tip of Cornwall. Some two thousand men died. Every nav­igator but one had agreed that the fleet was southeast of its actual position just off the coast of Brittany.

After more losses of men and goods, a petition signed by several cap­tains of Her Majesty’s ships, merchants of London and commanders of mer­chantmen was set to the House of Commons in 1714. Though couched in florid, formal language, its message was clear: Parliament should act. The petitioners suggested that public money be offered as an incentive to any­one able to invent a method of determining longitude at sea.

Parliament sought expert advice, calling, among others, Isaac New­ton and Edmund Halley to testify before the parliamentary committee of the House of Commons on June 11, 1714. Newton was not encouraging. He spoke of “ . .. several projects, true in practice, but difficult to execute.”

Rather than celestial schemes, he favored the development of an accurate clock, telling members that of the various options for determining longi­tude, “One is by watch to keep time exactly, but by reason of the motion of the ship at sea, the variations of heat and cold, wet and dry and the dif­ference in gravity in different latitudes, such a watch has not yet been made.” He offered no engineering advice.

A few weeks after this testimony, Parliament enacted legislation offering a reward to the first inventor to develop a clock that met specifi­cations laid out in the act. The award was £20,000, which for the time was a considerable amount of money. The act also established a Board of Lon­gitude, which was given the task of awarding smaller grants for promising ideas as well as responsibility for determining when the terms of the act had been met. An unschooled but skilled cabinetmaker called John Harri­son received several of these grants and eventually developed a chronome­ter (known among the cognoscenti as “chronometer No 4”) that fulfilled the act’s specifications.

The board proved reluctant to pay the full £20,000. There were conflicts of interest, ownership disputes, and numerous sea trials. Unde­terred, the Royal Society honored Harrison, but the monetary reward was still not forthcoming. Then the board paid up in part. Unsatisfied, Harri­son appealed to the king, who offered to appear under a lesser title to argue the case before the Commons. Eventually, the board paid out the full amount.

Another time, another place: In the late spring of 1958, Kershner prepared to do battle for what would be a controversial new approach to navigation. Gibson, McClure, and Milton Eisenhower, the president of Johns Hopkins University and brother to the other president, were playing their parts too.

Kershner made several trips to the Pentagon, often taking Guier and Weiffenbach with him. At first, Guier and Weiffenbach felt apprehensive and out of their depth. Amidst these efforts, Weiffenbach was awarded his Ph. D., something of a sidebar as APL fought competing navigation proposals and criticism. The Jet Propulsion Laboratory, which had a deservedly high repu­tation, posed a particular threat when it challenged APL’s error analysis. Eventually, there came a meeting at which Guier and Weiffenbach argued for an opportunity to fly an oscillator on someone else’s satellite. This would give them a chance to prove the concept and to show that an ionospheric correction was possible. Their audience, though, had already been convinced of the validity of APL’s approach to developing a navigation satellite, and Guier and Weiffenbach left with the promise of funding for a satellite, not just an oscillator. (An oscillator was flown on the Department of Defense’s Discover satellites as part of the effort to determine the earth’s gravitational field). This happened sometime in the summer of 1958, and APL had by now developed technical plans for eight experimental satellites. Their aim was to have a prototype operational satellite aloft by the end of 1962.

Others had joined the project since April. In July, Weiffenbach sent John Hamblen the operating characteristics for the satellite’s antenna. Weif­fenbach was also designing the first oscillator and reviewing what was known about the ionosphere. Harold Black had his wish and was working for Guier and Newton on the computational effort for orbital determina­tion and prediction. Joy Hook, a skilled programmer, had joined the team and was rapidly becoming invaluable. Many subroutines were being com­pleted, including those for organizing the recorded data on magnetic tape, for applying the refraction correction, and for curve fitting. There was, says Black, a quiet desperation about much of the software effort. Very few people understood it well.

In November 1958, three of APL’s engineers visited Iowa State Uni­versity, seeking advice from George Ludwig in James Van Allen’s group about the kind of environment their satellite would encounter in space. They returned with information about how ISU built and tested its satel­lites and about temperature control. They picked up schematics for the Explorer III satellite, which had been launched on March 26, as well as information about the satellite’s radiation observations. These observa­tions, which were the first data supporting the hypothesized existence of radiation belts, had not yet been widely circulated. They were to be important to Transit because the satellites would be in orbits that took them through the newly discovered radiation belts.

As work on Transit progressed, more detailed questions emerged. How many transistors, for example, would be needed in the clock circuit or the oscillator circuit? The original proposal of April 4 had said that the satellite would be fully transistorized, so these questions were significant, especially at a time when a transistor could cost as much as ninety dollars. How much power would the circuits need? How would they be packed and into what volume? The original specifications were for 293 transistors

Kershner’s Roulette

Researchers from the Johns Hopkins University Applied Physics Laboratory position a satellite from Iowa State University on top of the Laboratory’s Transit 4A satellite in June 1961. Courtesy of Applied Physics Laboratory.

or diodes. With an estimated packing volume of two cubic inches per tran­sistor or diode, the electronics could not be packed into a volume of less than 586 cubic inches and would weigh eighteen pounds. During the rest of 1958 and through 1959, these numbers were refined.

Another difficulty arose—how to affix the electronics to the circuit boards. After some faulty starts with soldering and some burned-out tran­sistors, the engineers decided to weld the components. But different coef­ficients of expansion between the connections and the components led to many breakdowns. Reliability did not really improve until the advent of integrated circuits in the mid 1960s.

On December 15, in the midst of these ongoing problems, the Advanced Research Projects Agency (ARPA) awarded APL full funding of $1,023,000 for the Transit project. Although ARPA awarded the contract, the work was sponsored jointly by the Special Projects Office and was administered by the Navy’s Bureau of Ordnance.

The aim was for Transit to be operational by the time the Polaris submarines were on station. This goal was not met. Two submarines were on patrol by the end of 1960, three full years before Transit was opera­tional. But the Polaris deployment had moved ahead of schedule, and the Transit development slipped by a year. Even so, Transit’s development went ahead at a breakneck pace.

The objectives initially fell under two headings: the Transit program and NAV 1—the satellite. The Transit program was defined as the devel­opment of a shipboard navigation system, work on the earth’s gravitational field, and a feasibility study of a Doppler navigation system for aircraft.

The first aim is obvious. The second became critical. The last aim, however, was curious for two reasons. First, single-satellite Doppler naviga­tion was never going to work for aircraft because they need to determine altitude as well as latitude and longitude and thus would need to record either two passes of the same satellite or one pass each of two different satellites. For aircraft moving at, say, eight miles a minute, this was not an option, and the higher echelons of the Pentagon had decided to develop inertial navigation for aircraft. However, there was a new requirement for all-weather navigation for the aircraft of the radar picket fence, which stayed airborne for eighteen hours at a stretch. The thinking was that Transit coupled with interpolation from inertial navigation units might serve these aircraft.

The second part of the contract—Nav-I—comprised three satellites, which were to be delivered to Cape Canaveral in time for a launch sched­uled for August 24, 1959. Once the first satellite was in orbit, its nomen­clature would change from Nav-1 to Transit IA. NAV-Vs objectives were to demonstrate the payload (another word for satellite instrumentation), the tracking stations and data processing, and the Doppler tracking meth­ods, as well as to collect data (from analysis of Doppler curves) about the shape of the earth and its gravitational field.

The plan at the end of the 1958 was that the NAV-1 satellites would weight 270 pounds and be launched on a Thor-Able rocket toward the end of August 1959. This was considerably heavier than the original pro­posal’s estimate of 50 pounds, but Transit IA was an experimental satellite. Kershner later insisted, in the face of considerable opposition from members of the Transit team, that the weight of the operational satellites be lessened to make them compatible with the less costly Scout rockets. Some of the Transit documents suggest that the aim had always been to make the oper-

Kershner’s Roulette

An early tracking station for Transit satellites. The station located at the Johns Hopkins University Applied Physics Laboratory was for research. Courtesy of Applied Physics Laboratory.

ational satellites compatible with Scout. Team members remember that they wanted to stay with the heavier-lift launch vehicle. As was often the case, Kershner won the debate. But the transition proved more difficult than anticipated and held up the program for a year, delaying the launch of an operational navigation satellite until the end of 1963.

By February 1959, APL had made good progress with the satellite antenna. The following month, a year after McClure had called Guier and Weiffenbach into his office, seventy percent of the satellite’s electronics had been built and mechanical fabrication had begun. Results of analytical work suggested that by 1963 a simplified Doppler navigation with an accuracy of one mile could be performed by hand, and that with more sophisticated techniques (curve fitting), an accuracy of one-tenth of a mile would be possible.

In the spring of 1959, the first computer program (ODP-1) for determining satellite position was nearly complete. It took the Univac ПОЗА twenty-four-hours to run the program in order to predict an orbit for twenty-four-hours. A year later, when the lab installed the IBM 7090 in the summer of 1960, computation time was cut to about one hour per eight hours of prediction. The 7090 was one of the world’s first largely transistorized computers.

In April, two satellites underwent environmental tests in a thermal- vacuum chamber and vibration tests at the Naval Weapons Laboratory to see whether they would be able to withstand the temperature changes in space and the vibrations and accelerations of launch. Then the two satel­lites were placed outside on a grassy knoll while the radio frequency links and solar cells were tested.

In those early days, APL had no clean rooms to prevent contamina­tion of the spacecraft, and Commander Pollow recalls asking someone to stop flicking cigarette ash on the satellite. The clean rooms that were then creeping into industry were not clean rooms as we know them today. They were intended, say the Transit members, to provide a psychological envi­ronment that made people more careful. APL’s approach to instilling greater care relied on Kershner’s cradle-to-grave policy, which was a good way of encouraging the design engineer to satisfy the test engineer.

Besides testing, April 1959 saw work begin on three permanent and two mobile tracking stations. The spring schedule called for complete installation and checkout of ground stations by June 1; the completion of thermal, vacuum, and mechanical tests on three satellites by July 1; check­out of the entire Transit tracking communication and computing system by July 15; and delivery of three completed satellites to Cape Canaveral by July 19. The scheduled launch date for the first satellite was still August 24.

By the end of July, the timetable drawn up in spring had slipped a lit­tle, but not by many days, nor is it clear from the progress reports why. According to “Kershner’s roulette,” a term that does not appear in the pro­gram’s official progress reports but was common currency among Transit team members, any delay was supposed to be because of some other part of the complicated process of launching a satellite, never because of Tran­sit. Whether or not the Transit team won that particular spin of Kershner’s wheel, the launch date had by July been set back to September 17.

Through the summer of 1959, Guier, Newton, Black, and Hook were putting the finishing touches to the software. Kershner made infor­mal arrangements for the Physics Research Laboratory of the Army Signal Corps to participate in Transit and to evaluate the absorptivity and emis – sivity of paints in an attempt to find the best materials for controlling satel­lite temperature in orbit. He and Gibson were in constant contact with the Cape and with the Air Force, which was responsible for the launch. Kersh – ner was discussing tracking and orbital requirements, drawing up the checkout procedures for the launch site, and visiting candidate tracking sites. The sites were required to be free from interference from nearby sources of radio waves, and the surrounding topography had to provide clear lines of sight to the horizon, or at least to the lowest elevation from which the satellite could provide usable Doppler curves. Each site’s posi­tion had to be accurately surveyed.

Finally, toward the end of July, things started to come together. There were only days to go before the satellites were to be shipped to the Cape. In the year since Guier and Weiffenbach had learned that they had funding for an experimental navigation satellite, the Transit team had worked impossibly hard. They were exhausted and exhilarated.

On July 31, the satellite in which they had most confidence was undergoing a dynamic balancing test. While the satellite was spinning at one hundred revolutions per minute, a structural support member in the test equipment failed. The satellite fell and was shattered.

Kershner spoke into the silence that followed, without anger or histrionics. He asked team members to pick up the pieces and to deter­mine what was still in working order. Somehow, despite the sick feeling in the pits of their stomachs, Kershner’s demeanor inspired them to work flat out to prepare their remaining two satellites for shipping. More than thirty years later, when Weiffenbach recalled Kershner’s calmness and the team’s response, there were tears in his eyes. Sooner or later, each Transit team member tells this story. It never seems very dramatic, but it clearly symbol­izes why they respect Kershner.

On August 2, two, rather than three, NAV-1 satellites were delivered to the Cape.

Throughout August, the tracking stations at APL, in Texas, New Mexico, Washington State, Newfoundland, and England followed a rigor­ous practice schedule. APL staff went to England in the middle of the month. Negotiations were underway with AT&T to ensure that enough teletypewriter and telephone links were in place to handle communica­tions between APL, the Cape, and the tracking sites. During the launch,

Weiffenbach found himself repeatedly reassuring an English operator that the expensive transatlantic telephone line should stay open even though the operator could hear no one speaking.

At APL’s own tracking station, Henry Elliott was in place as the chief operator. During the last few weeks before the launch, Elliott encountered a number of irritants. Phase shifters arrived on September 8 but were not working. The next day, he got one working in time for a practice alert on September 10. During the day a twenty-four-hour clock arrived. On Sep­tember 14, three days before launch, there was a dry run. On September 16, there was another dry run, following a timetable mimicking the next day’s launch. One of the two frequency pairs that NAV-1 carried to inves­tigate whether one pair alone would be enough to correct for ionospheric refraction was swamped by a nearby signal. If it had been the real thing, there would have been no Doppler recording of one of the frequency pairs.

September 17, 1959, was the day of the launch. A final and complete check of the station began at six in the morning. A tracking filter failed and was replaced. News came through that the launch was being held for an hour and a half. At 9:45 a. m. APL’s test transmitter was switched off in preparation for the launch. An announcement was made over loudspeakers asking everyone in the lab to turn off anything that could generate a radio signal that might interfere with the satellite’s signal. At last, at 10:33:27 Eastern Daylight Time, the rocket lifted off.

It was eighteen months since McClure had told Guier and Weiffen­bach of his idea. In that time, the Transit team had learned how to design satellites and had designed and built facilities for mechanical, thermal, and vacuum tests, ground stations, and test equipment for their ground sta­tions. They had carried out innumerable theoretical analyses, had written an orbital determination program, and had built and tested three satellites. They had seen their best work destroyed by a last-minute accident and had shipped two satellites to the Cape. Now the Nav-1 satellite that would become Transit- і A was climbing through the atmosphere.

My description of William Pickering is from my own observations (page 22)

Information about Vanguard came mainly from my interview with Mil­ton Rosen and was bolstered by articles and papers he gave me, including one by John Pierce describing how satellites might be used for telecom­munications, one that Rosen sent on 3 March 1955 describing the utility of the Viking rocket for a satellite launch vehicle, and a memo on the same date from John Mengel and Roger Eastman outlining Minitrack.

A considerable amount of useful information about Vanguard can also be found in Green’s and Lomask’s book and in the NASA History Office (see notes for the prologue). Green and Lomask give details of the costs and of the rival merits of the Projects Orbiter and Vanguard pro­posals, including details of the miniaturization to be found in Vanguard (page 26).

Milton Rosen told me that von Braun asked for a chance to make a sec­ond presentation of Project Orbiter to the Stewart committee, and of the anxiety with which he (Rosen) watched the presentation and the disbe­lief and elation felt by the NRL team when they learned that the com­mittee had backed Project Vanguard (page 26).

My interview with William Pickering and his oral history, given to Mary Terral for the archives of the California Institute of Technology, provide details of Project Orbiter and how it evolved from von Braun’s original proposal.

Information about the long playing rocket (the euphemism by which a rocket capable of reaching orbit was known), its costs, and the costs of the satellite program, as well as their acceptance by the USNC—IGY is found in the following minutes, located at the National Academy of Sciences: third meeting of the USNC executive committee (January 7, 1955), dur­ing which the technical panel on rocketry was asked to report on the technical feasibility of satellites; first meeting of the technical panel on rocketry (January 22, 1955) during which a subcommittee comprising William Pickering, Milton Rosen, and John Townsend was formed; first meeting of the subcommittee evaluating the feasibility of a satellite launch (February 3 and 4, 1955, in Pasadena). No minutes, though William Pick­ering remembers the first meeting. Fourth meeting of the executive com­mittee of the USNC, during which members were told that the technical evaluation of a satellite was ongoing; On March 5, 1955, there was a meeting between Joseph Kaplan and Hugh Odishaw, the administrative secretary of the USNC, to discuss security procedures surrounding the work of the subcommittee of the technical panel on rocketry. They con­cluded that the report would be classified but that the committee would prepare an unclassified report for the executive committee; On March 9, 1955, the technical panel on rocketry accepted a classified report on the feasibility of launching a satellite and prepared an unclassified version for the USNC’s executive committee; On March 8 — 10, the fifth meeting of the USNC executive committee discussed the rocketry panel’s report and debated whether to back the inclusion of satellites in the IGY. Unusually, the notes from this meeting are handwritten and hard to decipher. The most vocal discussants were Merle Tuve and Athelstan Spilhaus. Tuve expressed doubt about the inclusion of a satellite in the IGY; Spilhaus was strongly in favor. What caused Tuve concern was the classified nature of the project. In the end, the meeting agreed that if the long playing rocket were still classified by January 1956, then it should be dropped from the program. The seventh meeting of the USNC took place on May 5, 1955. An agenda item on the LPR refers to an attachment that is not included in the archives. This meeting was in the period following Quarles’ approach to the IGY and prior to Eisenhower’s public announcement that there would be a satellite program. Hugh Odishaw was writing and phoning the NSF at this stage, pushing for a decision on the satellite bud­get and seemingly unaware of the higher policy decisions in which the satellite program was caught.

Odishaw’s letters and Joseph Kaplans correspondence with Alan Water­man, the director of the National Science Foundation, and Detlev Bronk, the president of the National Academy of Sciences, are in the correspon­dence files of the IGY archives at the NAS.

Details of the curtailment of the satellite program (page 30) in the year following President Eisenhower’s announcement that it would go ahead are also to be found in the archives of the NAS. The USNC discussed the Earth satellite program at its tenth meeting on 13 July 1956. The minutes, classified as administratively confidential, say, “For reasons of economy, the Earth satellite program has been curtailed from 12 attempted launching to six.” Hugh Odishaw drew the committee’s attention to the need for con­fidentiality, “lest knowledge of the curtailment of the program should lead to an international loss of prestige by the U. S.”

The interaction between the IGY and national security policy comes pri­marily from R. Cargill Hall, “The Eisenhower Administration and the Cold War, Framing American Astronautics to Serve National Security,” in Prologue, Quarterly of the National Archives, spring 1996. It seems likely that the criteria that the Stewart Committee were given in order to decide between Projects Orbiter and Vanguard were chosen to ensure that the IGY could indeed be a “stalking horse” for the launch of a reconnaissance satellite.

Information about the Stewart Committee (page 25) can be found in the oral history by Homer Joe Stewart in the archives of the California Insti­tute of Technology and in Vanguard—A History (NASA History Series SP4202), by Constance Green and Milton Lomask. Milton Rosen also gave me information about the way the Stewart Committee voted and the reasoning behind their decision.

Homer Joe Stewart was interviewed by John L. Greenberg on October 13 and 19 and November 2 and 9, 1982, for an oral history, which is in the archives of the California Institute of Technology.

Details of how the scientists learned of the launch of Sputnik come from conversations with Walter Sullivan, William Pickering, and John Townsend (page 30).

Books consulted for chapter 2, as well as for the prologue and chapter 11 are Beyond the Atmosphere, Early Years of Space Science, by Homer E. Newell (SP4211—NASA History Series); Science with a Vengeance, How the Military Created the US Space Sciences after World War If by David DeVorkin (Springer-Verlag, 1992); The Viking Rocket Story; by Milton W. Rosen (Faber, 1955).

Chapter seventeen: Of Moons and Balloons

Personal details about John Pierce (mainly pages 180—182) come from my own interviews with him.

Other details are from the next four references: oral history taken by Har­riet Lyle for the archive of the California Institute of Technology in 1979.

The Beginnings of Satellite Communications, by J. R. Pierce, with a preface by Arthur C. Clarke (San Francisco Press, 1968) (copy from John Pierce);

My Career as an Engineer, An Autobiographical Sketch, by John R. Pierce, the University of Tokyo (1988); and

“Orbital Radio Relays,” by J. R. Pierce, Jet Propulsion, April 1955 (page 183).

In Spring 1958, Pierce and Rudi Kompfner read about William O’Sulli­van’s ideas for a balloon-like satellite to measure air density and realized that by bouncing microwaves off its surface they could test many techni­cal aspects of satellite communication (page 184). Interview with John Pierce.

Brief notes describing an ARPA satellite conference on July 13—14,

1958, and John Pierce’s involvement with William Pickering in develop­ing the Echo project (page 184). The notes are in the John Pierce collec­tion (#8309 Box 5, folder-leading to Echo) at The American Heritage Center at the University of Wyoming.

At the sixth meeting of the TPESP on June 7 and 8, 1955, William J. O’Sullivan, from the National Advisory Committee for Aeronautics (NACA—a forerunner of NASA), presented his ideas for a giant alu­minized balloon that could be observed from Earth, allowing information to be deduced about the density of the upper atmosphere (page 184). Richard Porter told him the idea was interesting, and that the proposal should be sent to the working group on internal instrumentation (NAS archives).

At the seventh meeting of the TPESP, on September 5, 1956, O’Sullivan told the panel that NACA was prepared to build its air drag satellite experiment without the backing of the IGY (NAS archives).

There is a May 13, 1958, memo from Rudy Kompfner to E. I. Green, including John Pierce’s memo “Transoceanic Communication by Means of a Satellite.”

May 26, 1958: a memo by Brockway McMillan, “A Preliminary Engi­neering Study of Satellite Reflected Radio Systems.” The study is based on Pierce’s ideas. McMillan favors twenty satellites at medium altitudes to give continuous service and envisages that there would be a market for a new transatlantic service between 1970 and 1975. He writes, “It is con­cluded here also… there probably exists a potentially much larger market….”

There is a July 25, 1958 memo from E. I. Green to Mervin Kelly evaluat­ing Pierce’s proposals concludes,“In summary, the proposed system would require intensive R&D on a host of problems.. . considering other demands of Bells Systems… it would be my recommendation that we do not attempt to undertake satellite communications as a Bell System devel­opment.” Presumably, it was this memo that led to his “cease and desist order” (page 185).

A letter from John Pierce to Chaplin Cutler of October 17, 1958, gives Pierce’s views of the meeting of the Advanced Research Project Agency he had attended on October 15 and 16 (page 185). Pierce was aware from the beginning of the ideas being considered by the military for communi­cation satellites. At the ARPA meeting he was acting as a consultant to what was an ad hoc panel on 24-hour satellites. ARPA’s views would change considerably. Pierce reported the view then: “It is possible that a spinning satellite with non-directive antennas will be launched early in 1960 and a satellite with an attitude stabilized platform in 1962” (Box 840902, AT&T archives).

A memorandum for the Record from John Pierce, Rudy Kompfner, and Chaplin Cutler on Research Toward Satellite Communication, Research toward Satellite Communication. Dated January 6, 1959, the memo describes a research program directed in general at acquiring the basic knowledge for satellite communication by any means and specifically at aspects of passive Echo-type satellites. A fuller version of the research memo was written on January 9, 1959 (page 185) (AT&T archives).

In a letter to William McRae, vice president of AT&T, of January 7, 1959, Pierce outlines his proposed research program for satellite communication (AT&T archives).

A memo of 16 June 1959 describes a meeting between BTL, the Jet Propulsion Laboratory, and the Naval Research Laboratory, during which William O’Sullivan provided some technical details on the aluminized balloon and the Langley Research Center’s tests (page 186) (AT&T archives).

Information scattered through the chapter came from: Monthly Project Echo reports starting October 23 1959 (AT&T archives);

Project Echo, Monthly report No. 3, December 1959. Report on the first moon bounce test;

Rudi Kompfner’s correspondence and memos (AT&T archives 59 04 01); and from

Film reels in the AT&T archives:

1. Project Echo 1. An NBC news special sponsored by BTL 409-0213

2. The Big Bounce, BTL film 399-03727.