Downfall of the Soviet Air Force

T

he fact that a numerically weaker Luftwaffe dealt its Soviet counterpart devastating blows during 1941- 42 is well known. These German successes have been widely described in the West in postwar aviation litera­ture, mainly based on information obtained from Ger­man sources. Although not openly stated, the generally meager attempts to explain these immense victories are almost w’ithout exception influenced by wartime Nazi propaganda. Some Western writers even assume that the “Soviet people” were inferior to the Germans. Hence American aviation historians Raymond F. Toliver and Trevor J. Constable state unhesitatingly that the Germans were “psychologically superior” to the Soviets.1 Several captured German airmen who had the privilege of visiting a Soviet air base described how surprised they were to find that “the Russian airmen were exactly like us.”

On the other hand, the old “Stalinist literature” pro­vides only a distorted picture, and the 1941 disaster is attributed to “incompetence” (without giving any rea­son) and even “treason” on the frontal command level, thus justifying the purging measures taken against the Red Army in the 1930s. Even if Premier Nikita Khrushchev’s brief “de-Stalinization” period removed the worst of these excesses, a lot still remains in Soviet historical literature. In fact, the Soviet Union’s and its air force’s defeat of the German forces was not due to Josef Stalin. On the contrary, victory was achieved despite Josef Stalin.

In the political campaign against the organizer of the Red Army, Leon Trotsky, Arkadiy Rosengoltz, one of the first commanders of the Soviet Air Force, had been removed from his command as early as 1924.

Nevertheless, under the supervision of the commander in chief Marshal Mikhail Tukhachevskiy, the Red Army and particularly its military’ aviation arm rose to a top level in the world during the early thirties. By 1935 the Soviet Union had the largest and most modem bomber force in the world. Meanwhile, the Soviet aviation industry created some of the best fighter planes in the world—the 1-15 and the 1-16. A few years later, the qual­ity of the Red Army had fallen far below Western stan­dards, despite several war experiences between 1936 and 1939 that could have improved the tactics and qualities further. The dominant reason for this downfall is the Stalinist purging measures in the late thirties.

A total of 772 Soviet airmen took part on the Republican side in the Spanish Civil War between 1936 and 1939. Several of the most successful Soviet pilots in the first years of the war with Germany had drawn their first blood in the skies over Spain. The most successful, Polkovnik Vladimir Bobrov, claimed thirteen individual and four shared victories in Spain and went on to claim a further thirty individual and twenty shared victories in the war with Germany. Mayor Mikhail Fedoseyev, who was one of the top-scoring fighter aces in the VVS when he was killed in combat in the spring of 1942, had achieved seven victories in Spain.

During the Spanish Civil War the Soviet pilots discovered the advantages of the German Schwann (finger-four) fighter formation and the value of the enemy’s radio-controlled ground-attack sorties. Back in the Soviet Union, the High Command completely disregarded this valuable experience.

The purges of the Red Army opened with the sudden arrest of Marshal Tukhachevskiy in May 1937. An atmo­sphere of distrust, particularly against “new thinkers,” rapidly unfolded. The “dual-command” system, characterized by political commissars supervising all unit commanders, was implemented in 1937. This prevented pilots from using their initiative at field level. A large number of Soviet airmen who had served in Spain fell victim to the wave of political repres­sions.

The Soviet fighter ace Polkovnik Yevgeniy Stepanov gives the following account: “In 1939 and 1940, a number of Soviet pilots who had fought in Spain were framed and arrested, usu­ally without being charged formally and without any kind of investigation—Feliks Arzhenukhin, [Yevgeniy] Ptukhin, [Petr] Pumpur, Emil Shakht, Pavel Proskurin, and others. Most of these were executed by firing squad. Yakov Smushkevich, who had been awarded the Gold Star as a Hero of the Soviet Union on June 21, 1937, and a second Gold Star on November 17, 1939, rose to deputy commander of the Air Force, only to be arrested for treason shortly afterward. He spent almost two years in an NKVD (Narodnyy Kommissariat Vnutrennikh Del, or Secret Police) prison. As the invading Germans ap­proached Moscow in October 1941, he was executed on the assumption that he might be freed by the Germans. Pavel Rychagov, a fifteen-victory ace of the Spanish con­flict, delivered a critical speech on the state of the air force at the end of December 1940. He was arrested early the next year and eventually executed.”2

Between 1937 and 1939, repressive actions were car­ried out against 5,616 Soviet airmen.3

Technical innovations also suffered tremendously from the Stalin regime’s paranoia. Hundreds of aviation designers, engineers, and specialists were imprisoned between 1934 and 1941. Many were executed and

Black Cross / Red Star

others perished in labor camps. Historian Alexander Boyd states: “Georgi Ozerov, a member of KOSOS [Experi­mental Aircraft Design Section] and later of Tupolev’s [aircraft designer A. N. Tupolev’s] internee design bureau, has estimated that four hundred and fifty air­craft designers, engineers, and specialists were interned between 1934 and 1941, of which some three hundred were later set to work in NKVD-supervised design bureaux, about a hundred died in GULAG labour camps, and no less than fifty were executed."4

In the midst of the war in Spain, the USSR sent a ^“Volunteer Air Brigade” consisting of 700 pilots and aviation technicians to aid China in its defense against the Japanese invasion between October 1937 and November 1939. Kapitan Petr Kozachenko, who would fight the Luftwaffe and other Axis air forces in the air over the Ukraine in 1941, claimed to have shot down eleven Japanese aircraft over China. Test pilots Podpolkovnik Stepan Suprun and Mayor Konstantin Kokkinaki, who were among other Soviet pilots who would earn reputations during the first months of the war with Germany, learned much from their air combat with the Imperial Japanese Army air force over China. Soviet DB-3 bombers were particularly successful in raids against Japanese air bases. During two raids against airfields in the vicinity of Hankow in August and September 1939, a Japanese source admits, 140 aircraft were destroyed on the ground.

" In 1938 and 1939 the USSR was drawn into two other separate conflicts with Japan. In the summer of 1938, a limited border conflict evolved at Lake Khasan on the border between the Soviet Union and Japanese-held Korea.

Here the Soviets were in complete con­trol of the air. And here, for the first time, Soviet bombers operated in large formations.

p In May 1939 Japan invaded Mongolia in the Khalkhin-Gol River area. The Soviet Union immediately in­tervened to defend Mongolia. Known as the Battle of Khalkhin-Gol, this prob­ably was the first time in history that both sides tried to win the ground battle
by achieving supremacy in the air. Between May and September 1939 when the Japanese withdrew, Soviet avia­tion carried out more than 20,000 combat sorties over Khalkhin-Gol. Losses were high on both sides.

The success achieved by the Red Army during these conflicts compelled Tokyo to refrain from an attack on the Soviet Union in 1941, thus saving the USSR from a complete disaster. On the other hand, the Soviet leader­ship attempted to apply the tactical experience gained against Japan to European conditions in 1940 and 1941— with devastating results to the Soviets.

The losses suffered by the Soviet Air Force at the hands of the small Finnish Air Force during the Winter War in 1939-40 served as a warning. According to Soviet sources, 261 Soviet aircraft were lost5—against no more than sixty to seventy Finnish aircraft admitted destroyed. This was the price for the crippling political purges against the entire Red Army. Highly professional senior commanders and officers had been rooted out and replaced with inexperienced second-raters. Historian Von Hardesty’s judgment regarding Stalin’s effect on the Soviet Air Force is harsh: “If the VVS had entered the
decade of the thirties as one of the premier air forces of the world, it found itself in a position of obsolescence by 1940.”6 In his characteristic fashion, Stalin next made a new 180-degree turn. He abolished the “dual command” system and ordered a rapid modernization and professionalization of the Red Army. But this came too late, and in June 1941 the Red Army still was a top – controlled, inflexible colossus with mainly obsolescent equipment and methods-and personnel largely inad­equately trained in technological fields.