Category AVIATION &ТНЕ ROLE OF GOVERNMENT

The Beginning of Naval Aviation

Curtiss remained busy. His sojourns in California during 1910 convinced him of the benefits of the winter climate there compared to the snow of Hammondsport and frozen Lake Keuka in New York. Late that year he leased North Island in San Diego Bay and offered free pilot training to both the Army and the Navy, receiving his first military students early the next year. In Novem­ber 1910, a pilot employed by Curtiss, Eugene Ely, was the first to take off an airplane from a Navy vessel, the USS Birmingham, anchored at Hampton Roads, Virginia. (See Figure 8-8.) Two months later in January 1911, Ely became the first to land an airplane back aboard a vessel, the USS Pennsylvania anchored in San Francisco Bay, utilizing in both cases specially constructed wooden platforms on the ships, and in both cases without the benefit of any wind over the decks of the anchored ships. (See Figure 8-9.)

Подпись: FIGURE 8-8 Eugene Ely performing the first take off from a Naval vessel—November 1910.

He set up shop facilities for conducting experimentation with floats in order to develop a successful seaplane, at that time called a

The Beginning of Naval Aviation

FIGURE 8-9 Eugene Ely making the first landing aboard a Naval vessel, January 1911.

hydroplane. Although he had experimented with floats on the June Bug in 1908, and again in May and June 1910 with a canoe fitted centrally beneath one of his D2 machines, he had not been successful in getting an airplane off the water. At North Island, tests showed that significantly greater engine power was required to permit a takeoff from water as compared to land, so vari­ous hull designs were tested.

A breakthrough known as a “stepped” con­figuration essentially solved the problem of the water takeoff. The “stepped” hull design

incorporated a recessed aft section, so that the bottom of the aft section of the hull was higher than the forward portion of the hull. As speed increased, the aft section of the hull came out of the water first, which greatly reduced drag and produced a planing effect of the hull on water that later came to be known as “being on the step.” These original designs were modified and improved, spray patterns were controlled, and the improved hulls ultimately allowed take off from the water with close to the same horse­power as that required from land. By 1912, the Curtiss-designed aircraft hull had become state – of-the-art for the world. Further improvements were made as engines were mounted on the upper frame of the airplane, and as airframes were redesigned to account for pitch changes caused by these changes in the center of thrust. The Curtiss flying boats proved highly popular and sales were made to many foreign countries all over the world.6 (See Figure 8-10.)

Подпись: FIGURE 8-10 Curtiss Flying Boat—Model E.

In February 1911, he built his first tractor seaplane, with the engine and propeller at the front of the airplane (to avoid damaging water spray to the propeller) and the elevators at the rear. At the request of the Navy, he person­ally flew this craft out to the USS Pennsylvania anchored in San Diego harbor, where the airplane was winched aboard and then redeployed to the

water, completing the demonstration for what would become a common practice for the use of airplanes for scouting missions from warships. On May 8, 1911, the Navy ordered two Curtiss hydroplanes.

SI Airways-from Lighted Beacons to Radio Navigation

By the end of 1927, the government had extended the lighted portion of the airway system from New York to Salt Lake City on the transcontinental route, and on portions of feeder and parallel segments, such as Los Angeles to Las Vegas, New York to Atlanta, Chicago to Dallas, and between Los Angeles and San Francisco. That year there were 4,121 miles of lighted airways operated by the Aeronautics Branch of the Department of Commerce. By 1933, there were 1,500 beacons in place, extending the lighted airway systems for a length of 18,000 miles. While the lighted airway was of significant aid in navigation, it had serious limitations in the context of an all-weather air carrier system. It was still a visual navigation system, dependent on reasonably good weather in order to operate effectively.

The Bureau of Standards in the Department of Commerce began, in 1926, to work with radio as a means of communication and navigation. As government involvement in aviation began to kick in as a result of the Air Commerce Act, money and effort were applied to solve problems and to attempt to eliminate limitations on the commercial development of air commerce. In 1926, for instance, there was no two-way voice communication possible with aircraft in flight. This amounted to a serious limitation in safety, including a lack of pilot awareness of developing weather. By 1927, the first radio transmitter was established at Bellefonte, Pennsylvania, allowing communication with aircraft in a 150-mile radius.

In 1928, the Bureau of Standards developed a new radio beacon system of navigation, the first non-visual navigation system in the world. The Aeronautics Branch, which had authority over the lighted airway system, took over the installation and control of the new radio navigation system in 1929. The system was known as the “four-course radio range,” and it would provide the first step in allowing a true all-weather air carrier system to begin to develop. It would remain the standard navigation system in use until World War П.

The four-course radio range utilized low frequency radio waves (190 to 535 kHz radio band) transmitted from powerful 1,500-watt beacons spaced 200 miles apart on the airway. The beacons transmitted two Morse code signals, the letter “A” and the letter “N.” In Morse code, these signals are opposite, “dot-dash” for A, and “dash-dot” for N. When the aircraft was centered “on the beam,” these signals merged into a steady, monotonous tone. If the aircraft ventured to one side of the airway, the signal heard was either the Morse A or N, depending on the aircraft’s position from the beacon. (See Figure 13-3.)

Each beacon defined four airways, thus the name “four-course radio range,” and the beacon’s identification was broadcast in Morse code twice each minute. The so-called beam width was 3 degrees, so that at the halfway point of 100 miles between beacons, the on-course deviation was about +/-2.6 miles. Station passage was

FIGURE 13-3 Schematic of the four-course radio range.

marked by a “cone of silence,” at which point the aural tone would disappear as the aircraft passed overhead. Distance from the station was later provided by marker beacons placed along the airway at intervals of 20 miles or so.

By today’s standards, the four-course radio range was primitive. Low frequency radio was subject to electrical static and other weather aberrations and distortions, but it constituted a quantum leap forward over the visual, lighted beacon system in use at the time. Pilots became very adept at flying the four-course system, and as the airlines began establishing schedules on their new routes. All-weather navigation allowed adherence to schedules that theretofore would have been impossible.

The Civil Aeronautics Board (CAB)

The CAB was established as an independent board of five individuals who reported directly to the president and whose function was primar­ily to exercise control over air carrier economic regulation, such as rates, routes, and mergers. The CAB was also given the responsibility to investigate aircraft accidents and for safety rule­making. It was specifically charged with “the promotion, encouragement, and development of civil aeronautics.”

Ш The Civil Aeronautics Administration (CAA)

The CAA was created as an agency, headed by an administrator, which was placed back within the Department of Commerce. Responsibility for all non-military air traffic control, safety programs, and airway development was now assumed by the CAA. Compliance with Civil Air Regulations became mandatory. Training centers were established to educate and standardize train­ing for air traffic controllers and others affected by safety regulations. Coordination of all control­lers followed, with towers and en route centers falling under the CAA umbrella.

Я The Federal Aviation Administration

When the Department of Transportation Act cre­ated the Federal Aviation Administration (FAA), the function of the government in promoting, regulating, and enforcing aviation safety stan­dards finally found a permanent home. A quick review of the history of the administration of aviation safety shows the torturous path that it had taken.

The Air Commerce Act of 1926 first autho­rized safety regulation, the administration of which was placed within the Department of Commerce. The Aeronautics Branch was created as an agency in the Department of Commerce and became the first government agency to con­cern itself with aviation safety. This agency was renamed the Bureau of Air Commerce in 1934. Under the Civil Aeronautics Act of 1938 (as amended in 1940), these functions were trans­ferred to the Civil Aeronautics Administration (CAA) and remained within the Department of Commerce.

The Federal Aviation Act of 1958 signifi­cantly reallocated existing authority in avia­tion regulatory matters. The CAA was renamed the Federal Aviation Agency, removed from the Department of Commerce, and organized as an independent agency that reported only to Congress and to the president. The Federal Aviation Agency was given the responsibility previously exercised by the CAB for propos­ing air safety legislation (statutory) and for rule making, designated under the CAB as Civil Aeronautic Rules (CARs), and now known as the Federal Aviation Regulations (FARs). All air safety research and development authority was consolidated within the Agency, including that previously carried out by the National Advi­sory Committee for Aeronautics, the Airways Modernization Board, and the Air Coordinating Committee. The procedural responsibility in air­man certificate actions was also transferred from the CAB to the Federal Aviation Agency. Under the Federal Aviation Act of 1958, the CAB retained its responsibility for the investigation of aircraft accidents as well as its economic regu­lation of the airlines, and it became an appeals review board for certificate action taken by the Federal Aviation Agency.

Under the provisions of the Department of Transportation Act, responsibility for aviation safety, and virtually all logical ramifications of safety issues, were placed within the authority of the Federal Aviation Administration. Its basic mission is defined by its legislative mandate, particularly the Federal Aviation Act of 1958. In 1984, Congress authorized commercial space launches by the private (nongovernmental) sec­tor for the first time under the Commercial Space Launch Act. Regulatory authority was initially placed within the Department of Transportation in the Office of Commercial Space Transporta­tion (AST), but in 1995 this function was moved over to the FAA under the same name, Office of Space Transportation (AST). This office con­ducts the only space-related function within the FAA. FAA/AST regulates the commercial space transportation industry to ensure compliance with international obligations of the United States and to enhance safety and national security. It also licenses commercial space launches of both orbital and suborbital rockets and nonfederal launch sites, or spaceports.

The scope of the functions assigned to the FAA are pervasive. While safety has always been the mainstay of the FAA mandate, ongo­ing developments in aviation have caused new emphasis to be placed on related but separate concerns, such as security,1 the environment, airport funding, international relations, and com­mercial space activities.

The functions of the FAA could logically be examined from several different perspec­tives, but for our purposes the following break­out of FAA responsibility should be the most instructive.

Evolution of a New National Airport Policy

The operation of airports changed in many other ways. The physical size of new airports serving modern jet airline traffic, the noise consider­ations inherent in airport operations, the large facilities necessary to accommodate the millions of passengers passing through the airports, and the newfound safety concerns resulting from the criminal and social developments of the 1960s called for a new and aggressive national airport policy.

Under the Federal Airport Act of 1946, the Federal-Aid Airport Program (FAAP) had been the first peacetime program of financial aid aimed exclusively at promoting development of the nation’s civil airports. It endured for 24 years, but the growing demands of modern commercial aviation rendered that program obsolete.

In 1970, Congress passed the Airport and Airway Development Act in order to address the obvious shortcomings of the nation’s airports and the airway system. The policy statement for this law recognized the inadequacy of the nation’s airport and airway system, and commit­ted the government to its substantial expansion and improvement in order to meet the demands of interstate commerce, the national defense, and the postal service. Congress thereby created the Airport and Airway Trust Fund, which receives revenues from excise taxes paid by users of the National Air Space. Excise taxes are placed on domestic airline passenger tickets, domestic air­line flight segments, international arrivals and departures, air cargo waybills, and aviation fuels used by general aviation. See Table 23-1.

In 1982, after deregulation, Congress amended the existing statute with the Airport and Airway Development Act of 1982, reestablish­ing the FAA’s airport grants program (which had been inactive since 1981) and renaming the Trust Fund program the Airport Improvement Program (AIP). The Trust Fund was originally admin­istered by the CAA in 1946, and sequentially thereafter by the Federal Aviation Agency and then the Federal Aviation Administration.

This Act also amended the Federal Aviation Act of 1958 by requiring, for the first time, that operators of airports serving certificated air car­riers secure “Airport Operating Certificates” by application to the FAA, demonstrating the abil­ity to conduct safe and properly equipped airport operations. These requirements are set forth in Part 139 of the Federal Aviation Regulations.

Endnotes

1. Wilson, John R. M., Turbulence Aloft, 34-35.

2. Fortune magazine, August 1946, 78.

3. Denver International Airport opened in 1995.

4. FAR Part 107, effective March 18, 1972.

PASSENGERS

Domestic Passenger Ticket Tax

Ad valorem tax

7.5% of ticket price (10/1/99 through 9/30/2007)

Domestic Flight

"Domestic Segment” =

Rate is indexed by the Consumer Price Index starting 1/1/02

Segment Tax

a flight leg consisting

$3.00 per passenger per segment during calendar year (CY) 2003

of one takeoff and one

$3.10 per passenger per segment during CY2004.

landing by a flight

$3.20 per passenger per segment during CY2005. $3.30 per passenger per segment during CY2006. $3.40 per passenger per segment during CY2007.

Passenger Ticket

Assessed on tickets on

7.5% of ticket price (same as passenger ticket tax)

Tax for Rural

flights that begin/end

Flight segment fee does not apply.

Airports

at a rural airport.

Rural airport: <100K enplanements during 2nd preceding CY, and either: 1) not located within 75 miles of another airport with 100K+ enplanements, 2) is receiving essential air service subsidies, or 3) is not connected by paved roads to another airport.

International Arrival &

Head tax assessed on

Rate is indexed by the Consumer Price Index starting 1/1/99

Departure Tax

pax arriving or departing

Rate during CY2003 = $13.40

for foreign destinations

Rate during CY2004 = $13.70

(& U. S. territories) that

Rate during CY2005 = $14.10

are not subject to pax

Rate during CY2006 = $14.50

ticket tax.

Rate during CY2007 = $15.10

Flights between

Rate is indexed by the Consumer Price Index starting 1/1/99

continental U. S. and

$6.70 international facilities tax + applicable domestic tax rate (during CY03)

Alaska or Flawaii

$6.90 international facilities tax + applicable domestic tax rate (during CY04) $7.00 international facilities tax + applicable domestic tax rate (during CY05) $7.30 international facilities tax + applicable domestic tax rate (during CY06) $7.50 international facilities tax + applicable domestic tax rate (during CY07)

Frequent Flyer Tax

Ad valorem tax assessed on mileage awards (e. g., credit cards).

7.5% of value of miles

FREIGHT/MAIL

Domestic Cargo/Mail

6.25% of amount paid for the transportation of property by air

Aviation Fuel

General Aviation

Aviation gasoline: $0.193/gallon

Fuel Tax

Jet fuel: $0.218/gallon

Commercial Fuel Tax

$0.043/gallon

TABLE 23-1 Aviation excise tax structure (Taxpayer Relief Act of 1997, Public Law 105-35).

Leonardo da Vinci

That enlightened period was followed by the era of European exploration and discovery,

of long distance open water navigation, and the opening of extended trade routes still in use today, along with a commercial appreciation of the meaning of time and distance. Latitudi­nal position, or north-south location, had for some time been capable of being established by reference to the celestial bodies, using instru­ments from early times like the gnomon or the Arabian kamal, and later the astrolabe, the cross­staff and, in 1731, the sextant. While a laborious methodology using the sextant could approxi­mate longitude after 1731, the lack of a defini­tive longitudinal reference had prevented from time immemorial the accurate determining of positions of longitude, which resulted in costly navigation errors, loss of life and property, and commercial uncertainty.

In 1714, British Parliament offered a prize of 20 thousand pounds sterling for a reliable method of determining longitude on a ship at sea.

The best minds in Europe, including astronomers and physicists, worked on the project for 50 years without success. John Harrison, a carpenter and clockmaker with little formal education, rea­soned that if a ship’s local time at sea could be compared to the time at the port of origin, the calculation could readily be made to find the ship’s longitudinal location. Local time could be accurately calculated at any point on earth by ref­erence to astronomical observation and, although accurate pendulum clocks existed at the time, there were no portable clocks. Due to the water’s motion, pendulum clocks would not work at sea.

Harrison produced a series of timepieces beginning in the early 1730s that produced increasingly accurate results, ultimately settling on a design that resembled a very large pocket watch. By 1762, a sea trial of his clock on a voy­age from London to Jamica showed it to be only 5.1 seconds slow. A second trial at sea in 1764 proved the clock’s error to be three times better than required to win the prize. Yet, the prize was not awarded.

The body set up by the royal government to judge the longitude prize, known as the Board of Longitude, consisted of astronomers, mathemati­cians, admirals, and a variety of other leading lights, who collectively could not bring them­selves to believe that a mere carpenter could pos­sibly have solved the longitude problem that had stumped civilization all for all time. The dispute was finally presented to Parliament and to King George III, the latter of whom said, “. . . these people have been cruelly wronged. . . , and By God, Harrison, I will see you righted!” But it was not until 1773 that an Act of Parliament finally awarded the full prize and the recognition for having solved the longitude problem to John Harrison.

The missing universal frame of reference, the Prime Meridian, was officially established in 1884 at Greenwich, England, at which Universal time is now found.

In transportation, while marginal improve­ments were seen in matters nautical, no significant advance had been otherwise made since the dawn of time. Motive power for land transport was pro­vided either by animals or by men themselves. George Washington, for instance, in 1776, was unable to travel from Philadelphia to New York City any faster than Julius Caesar could cover the equivalent distance from Rome to Pompeii. In the middle of the 18th century, the problem was the lack of motive power.

We will begin the study of aviation, and the role of government, with the advent of the Industrial Revolution. The fruits of this period in world history would, for the first time, drastically alter essentially every aspect of human existence, and would, within the space of 54 years in the 20th century, accomplish a journey from the bicycle age to the space age.

Leonardo da Vinci

f

he City of London, although of ancient Roman origin (Londinium), had little to dis­tinguish it from the other potential candidates of Europe and the Middle East (Paris, Venice, Athens, Alexandria) for the honor of becom­ing the jumping-off place for the economic and military conquest of the world. One might have thought, for example, that such a place might more logically be somewhere in the Cradle of Civilization—the Middle East—or at least the Mediterranean, where for centuries commerce had steadily proceeded as invaders and traders crisscrossed the area bartering food, raw materi­als, and spices. Those people developed new and better sailing ships and means of propulsion (such as the triangular sail as an improvement on the square rigger), and they had a leg up when it came to understanding and practicing the art of politics, the use of centralized power, the formulation of ideas, and the development of institutions through centuries of inheritance. The earliest cities, governments, law codes, and alphabets were of Middle Eastern origin, as were the earliest forms of religion—Judaism, Christianity, and Islam.

The roots of the Industrial Revolution, how­ever, can be found in English inventiveness. In 1750, most people in the world lived in relative self-sufficiency, filling their needs from the sea
and through the husbandry of their own or oth­ers’ land. People produced not only their food, but also their clothes, fuel, candles, and even fur­niture. Items that could not be produced locally, such as spices, tea, and precious stones, could be purchased in limited quantity from entrepreneur­ial efforts. The issue of labor was rather simple: one essentially did for oneself.

But there was a difference between England and the rest of Europe. England had developed a type of middle class, a mercantile base that dealt in the leather and wool trades, shipping, and bank­ing. Most of Europe was still stuck in the vestiges of the feudal system of the Middle Ages where one’s future was defined by one’s status at birth. In England, trade had become a leveler of class dis­tinction to some degree, where the opportunity to engage in free market exchange brought the oppor­tunity for financial gain. Financial success meant escape from dependency on the upper classes and service to those with wealth and property. A lack of dependency brought with it not only self-sufficiency, but also freedom from the servile bondage of a class-bound society. It brought hope to the common man, and it invigorated him.

Production of woolen goods was revolution­ized by inventions, like the flying shuttle in 1733 by John Kay, and the spinning jenny in 1764 by

James Hargreaves. These and other inventions led to machinery that provided a mechanized means of production whose places of operation came to be known as factories. Factories required people to operate the machines, men and women who could offer their labor in return for wages. In a society that was primarily agrarian, employ­ment opportunities were not widespread. But among the descendents of feudal peasantry, the opportunity to work for a wage, and thus gain a measure of independence, was a step up.

The implementation of the factory system brought with it a significant change in the organi­zation of work. While the production of goods had always been an individual endeavor, requiring the application of some skill in the craft, the factory system introduced a repetitive, routine, and boring set of hand-eye coordination that required, at the most, minimal skill. Over time, workers became more restive, dissatisfied, and unconnected.

Perhaps the most seminal of all develop­ments during this time was the 1769 appearance of the reliable steam engine by Scottish inventor, James Watt. This invention would institution­alize the factory system, both in terms of the development of the labor movement and in terms of the efficient production of goods. It would change the course of the maritime trade, begin­ning with the installation of a steam engine on a barge to provide motive power, the forerunner of the steamship. Not long after, the steam engine would inaugurate an entirely new mode of trans­portation on land when installed on a carriage, the precursor of the locomotive.

The Industrial Revolution set the stage for the modem age to come. Figure 2-1 lists important events in the Industrial and Technological Revo­lution. It provided the impetus for the creation of the modern corporation as a legal entity, which developed as the vehicle by which to raise the large sums of money that were required to engage in the business opportunities that were gener­ated by the Industrial Revolution. It provided the means necessary to commence the first land mass transportation system, the railroads. As the relationship was being established between the railroads and labor, and between both of them with government, the paradigm for the airlines in these same areas was being set. Procedures among the various maritime countries of the world, defining the relative rights and obliga­tions of nations engaged in international shipping, would similarly be made applicable to the airlines.

The Industrial Revolution caused a new involvement by government in the affairs of busi­ness, and spawned an era of regulation and leg­islation. It gave rise to the labor movement and cast the die for early labor-management strife. It created a new demand for manufactured goods, ranging from steel for use in the construction of railroad tracks, locomotives, and cars to cloth for denims for their workers, a consumerism that continues unabated today. It fueled an explosion of new industries, and new companies within each industry to compete under primitive free enter­prise, or laissez-faire principles. And it produced a dependent worker class whose members, because of industrialization, urbanization, immigration, and specialization, were no longer self-sufficient.

An understanding of the history and experi­ence of the railroads is important to our purpose for at least four reasons:

1. As the first modern form of national trans­portation, the railroads set the model in many ways for the succeeding modes of transport, particularly air transportation.

2. The experience of the railroads defined the relationship between carriers and the government, particularly in respect to the concept of the public interest.

3. The experience of the railroads defined the relationship between carriers and the public, the shippers, and passengers.

4. The railroad experience saw the beginning of a cohesive labor movement that was inherited by the airlines and that has been central to the airlines’ experience in the 20th century.

We will review each of these developments in more detail in the next two chapters.

1452

(April 15) Leonardo da Vinci born.

1492

Columbus discovers the New World.

1502

The first watch is made.

1512

Copernicus concludes that the earth circles the sun.

1519

(May 2) Leonardo dies in Amboise; Magellan launches first round-the-world voyage.

1733

John Kay invents flying shuttle.

1765

James Hargreaves invents the spinning jenny, automating weaving the warp (in the weaving of cloth).

1775

Watt’s first efficient steam engine.

1779

Hirst steam-powered mills.

1793

Lli Whitney develops a device to clean raw cotton, called a cotton gin.

1801

Robert Trevithick demonstrates a steam locomotive.

1807

Robert Fulton’s Clermont is the first successful steamboat.

1811-15

Luddite riots: laborers attack factories and break up the machines they fear will replace them.

1821

Michael Faraday demonstrates electro-magnetic rotation, the principle of the electric motor.

1837

Samuel Morse develops the telegraph and Morse Code.

1844

First long-distance telegraph message (Washington to Baltimore).

1858

First transatlantic cable completed. Cathode rays discovered.

1859

Edwin Drake strikes oil in Pennsylvania.

Ltienne Lenoir demonstrates the first successful gasoline engine.

1860

Science degrees awarded at University of London.

1863

Steel begins to replace iron in building: steel framing and reinforced concrete make possible "curtain-wall" architecture—i. e., the skyscraper.

1867

Alfred Nobel produces dynamite, the first high explosive which can be safely handled.

1873

Christopher Sholes invents the Remington typewriter.

1876

Alexander Graham Bell invents the telephone.

1877

Thomas Edison invents the phonograph.

1878

Microphone invented.

1879

Edison invents the incandescent lamp.

1883

First skvseraper (10 stories) in Chicago.

1 he Brooklyn Bridge opens. This large suspension bridge, built by the Roeblings (father and son), is a triumph of engineering.

1885

Karl Benz develops first automobile to run on an internal-combustion engine.

1888

Heinrich Hertz produces radio waves.

1892

Rudolf Diesel invents the diesel engine.

1895

Wilhelm Roentgen discovers X-rays.

1896

Guglielmo Marconi patents the wireless telegraph.

1897

Joseph Thomson discovers particles smaller than atoms.

1900

First Zeppelin built.

1901

Marconi transmits first transatlantic radio message (from Cape Cod).

1903

Wright brothers make first powered flight.

1908

llenrv Ford mass-produces the Model T.

FIGURE 2-1 Important events in industrial and technological development.

The Wright Patent Is Upheld a Second Time

Meanwhile, the Wright-Curtiss litigation dragged on. In February 1913, the same judge who had rendered the first judgment in favor of the Wright brothers in 1910 now issued a second opinion in which he specifically found that the Wrights’ discovery of the use of a combination of rudder and wing deflection to maintain lateral control was the breakthrough that was patent­able. The court then held that the use of ailerons was the functional equivalent of wing warping, thus the use of ailerons fell within the orb of the Wright patent.7 But it was too late for Wilbur Wright. He died on May 30, 1912 at the age of 45 because, many said, of the stresses of the pat­ent litigation.

Curtiss, however, was not retreating; he was regrouping. To his side came none other than the automobile magnate Henry Ford. Ford had recently won a protracted patent battle with one George Seldon, who had claimed a prior patent right to Ford’s lightweight “road engine,” which was central to Ford’s ideas for mass production of automobiles. Ford’s patent attorney was W. Benton Crisp, and Ford volun­teered Crisp’s services to Glenn Curtiss. Under attorney Crisp’s guidance, a new strategy for defeating the Wright patent was initiated. The appellate decision that enjoined Curtiss’ use of ailerons as being in violation of the Wright patent had cited only the simultaneous use of ailerons in opposite directions, which provided the lift differential for the two wings, caus­ing the banking effect used in a coordinated turn. Crisp suggested that the Curtiss aircraft be rigged so that the ailerons would be used singly, not simultaneously. This use of ailerons had not been enjoined by the court since it had not been adjudicated. It was, therefore, necessary for Orville to bring another lawsuit against Curtiss. Thus, the patent litigation rolled on in a seem­ingly endless procession of trials and appeals as the wheels of justice ground slowly on, and exceedingly fine.

In the next chapter we will see why and how this enduring legal contest was to be surprisingly resolved for the good of the country and for avia­tion itself.

H Amelia Earhart

Lindbergh was not to be the only aviation celebrity of the late 1920s. Building on the women pioneers before her,5 Amelia Earhart was to emerge shortly after the Lindbergh flight as the foremost female aviator up to that time and, arguably, even to the present day. (See Figure 13-4.) She certainly captured the public imagination in much the same way that Lindbergh had, and thereby contributed to the enthusiasm that helped to create the airlines.

When Earhart soloed in 1922 at a small field in south Los Angeles, California, there were fewer than 100 female pilots in the United States. Her flight instructor, Neta Snook, was one of those women. The right to vote had been achieved by women only three years before, in 1919. Earhart purchased a yellow Kinner “Airster” prototype for $2,000 and began making a visible impression in the area, being featured in the Los Angeles Examiner declaring that she intended to fly across the continent. She immediately set a new women’s altitude record (of 14,000 feet) and was advertised as one of only two female pilots in an air meet at the Glendale airport. She was awarded a flying certification in May 1923 from the Federation

FIGURE 13-4 Amelia Earhart.

Aeronautique Internationale, although flying licenses were not required, nor even issued, by the U. S. government. The certification was necessary in order to have official recognition for any record-breaking or record-setting achievements.

In 1924, Earhart moved with her mother to Boston, Massachusetts, arriving there by a “motorcar” which she drove all the way from California by way of Banff, Canada. This was a daring adventure at the time, as the U. S. Army had only performed the first sustained cross-country convoy in 1919. In Boston, her flying activities once again prompted curiosity from local interests, including The Boston Globe, in which she was featured in an interview in June 1927, shortly after the Lindbergh flight. She was billed as “one of the best women pilots in the United States” and began to be mentioned increasingly in the local press. Earhart bore a remarkable resemblance to Charles Lindbergh, and some say that was the main reason for the event that set her career skyward. She was to be the first woman to fly the Atlantic Ocean.

«You haven’t seen a tree until you’ve seen its shadow from the sky. w

Amelia Earhart

We have already seen what excitement Lindbergh’s spectacular solo transatlantic flight had caused in 1927. By 1928, women in both Europe and America were making plans to be the first woman to make the crossing, but with a difference—they planned to have the fly­ing actually performed by male pilots. (See Box 13-1.)

Amelia Earhart had no such plans. The flight that was to make her initially famous was entirely planned and paid for by others. She had nothing to do with the selection of pilots, the selection of aircraft, or with flight planning. She was, in effect, chosen as a passenger. At the time, she was making a living as a social worker with immigrants in Boston.

The adventure began in early 1928 when another female patron, the wife of a wealthy Londoner, Frederick E. Guest (she was formerly Amy Phipps of Pittsburgh), purchased a Fokker Trimotor from Commander Richard E. Byrd with plans to hire a pilot to fly her to England. Mrs. Guest was soon dissuaded from this venture by her family, but she stuck with the plan for the trip to be made by “an American girl with the right image,”6 and a committee was formed to find her replacement.

On the committee was George Palmer Putnam, a New York publisher and writer. He had, in fact, published Lindbergh’s We, the firsthand account of the first solo transatlantic crossing, and was in the process of publishing Richard E. Byrd’s chronicle of his flying and exploring adventures in the book, Skyward. He heard of Amelia Earhart, then residing in Boston, and invited her to New York for an interview. It went well, and the agreement was sealed in April 1928.

Earhart would be a passenger on the Friendship, a Fokker F-7 Trimotor fitted with floats that had been already scheduled for a transatlantic attempt in June. The crew consisted of a mechanic, Bill Gordon, and the pilot, Lou Stultz, the latter of whom was proficient in multiengine aircraft, float plane flying, and instrument flying. Amelia Earhart had none of these qualifications nor, for that matter, did many male aviators. Nevertheless, she was billed as the “Commander” of the flight, which left Newfoundland on June 17, 1928 and arrived in New South Wales, England the next day after a flight of 20 hours and 49 minutes.

Gordon and Stultz were soon forgotten, but the public embraced Amelia much as they had Lindbergh. This was a matter of some embarrassment to Earhart, who felt that she had done nothing to deserve such adulation and that the credit should go to the crew, and she had the courage to say so. But the public clamor continued. She received congratulations from many government quarters, including President Coolidge, and under the tutelage of George Putnam, she embarked on a lecture circuit during 1928 and 1929 that gave her worldwide recognition. She thereby became acquainted with aviation luminaries of the time like Admiral Byrd and Colonel Lindbergh. Because of the physical resemblance to Lindbergh and the Atlantic transit similarity, she soon garnered the moniker “Lady Lindy.”

After her return from Europe in 1928, Earhart began to earn the celebrity that had been handed to her by fate. She crossed the continent solo from New York to Los Angeles in September 1928. She was swamped with offers to endorse products in advertising media. She began writing articles for national magazines, including Cosmopolitan and McCall’s, and she was hired by Transcontinental Air Transport (the Lindbergh Line) as Assistant to the General Traffic Manager. She acquired a Lockheed Vega and began entering air races around the country and set several speed records.

In 1929, she was largely responsible for inaugurating the Women’s Air Derby, a grueling nine-day race from Santa Monica, California to Cleveland, Ohio, dubbed by Will Rogers as “the Powder Puff Derby,” a name that has remained with the event. The race was limited to women who had been licensed and who had logged at least 100 hours of solo time. It was estimated at the time that only 30 women could qualify for the event. Twenty fliers started the race, 15 finished, and there was one fatality. Earhart finished third.

Earhart improved her flying proficiency, particularly in instrument qualification. With her publicist (and now husband) George Putnam, she planned and advertised her intention of becoming the first woman to solo the Atlantic. On May 19, 1932, AE (as she had begun to sign her name) left Harbor Grace, Newfoundland for Paris. Mechanical difficulties en route, including a leaking reserve fuel line, an inoperative altimeter, and a broken weld on an engine manifold, caused her to alter course for Ireland. Fifteen hours and eighteen minutes after leaving Harbor Grace, AE landed the Vega in a sloping field outside of Londonderry. Her acclaim rose higher and higher, and she had earned it.

Amelia Earhart was destined for even bigger accomplishments, and for tragedy, as the decade of the 1930s unfolded. We will jump ahead in our chronology of the development of aviation to briefly consider the rest of her story. So far, Earhart had only tried to duplicate what men had done. She had set no significant records for the first time in aviation on a genderless basis. But on January 11, 1935, she left Wheeler Field in Hawaii and successfully soloed her new Vega across 2,400 miles of Pacific Ocean to Oakland, California. No person, man or woman, had ever done that before. The Vega performed flawlessly and required only eighteen hours and fifteen minutes en route. She followed this up with other aviation firsts, a nonstop flight from Burbank, California to Mexico City on April 20, 1935, and from there she flew nonstop across the Gulf of

Mexico and on to Newark, N. J., in 14 hours and 19 minutes on May 8 that year.

In June 1935, AE took on a new role as visiting aeronautics advisor at Purdue University, which had begun an ambitious plan to develop one of the nation’s first academic aviation curricula. As it turned out, this assignment would provide Earhart with the airplane with which she would make her final mark—her unsuccessful attempts to circumnavigate the globe. The Lockheed Electra 10E was purchased by Purdue to be used for research purposes in connection with AE’s duties, but soon after taking possession of the Electra in July 1936, she flew it in the 1936 Bendix air race from New York to Los Angeles. Shortly thereafter, the airplane was fitted for long-distance flight and the latest radio navigation equipment.

Earhart made two attempts to fly around the world in the Electra, both on a flight-planned route close to the equator of over 29,000 miles.7 In both attempts she carried navigator Fred Noonan, who had flown the Pacific extensively with Pan American. The first attempt was planned from east to west, beginning in Oakland with the initial stop in Hawaii, and then on to tiny Howland Island. This effort was abandoned when Earhart ground looped the Electra on take off from Hawaii on March 19, 1937, with serious damage to the airplane. The plane was shipped back to the Lockheed plant in California where it was repaired.

For her next attempt, AE decided to reverse course and fly the route from Oakland to Miami, thence to South America, and on to Africa and points east. The Pacific itinerary was to be the last part of the flight, but it still included Howland Island, which is truly a relative speck of land in the vast Pacific Ocean. By late June 1937, the route had been successfully flown all the way to Lae, New Guinea, a distance of 22,000 miles. On July 2, Earhart and Noonan departed New Guinea for the long over-water flight to Howland Island. In spite of all precautions, including the Coast Guard vessel Itasca standing off Howland to broadcast homing signals and to plot her position, the Electra never made landfall at Howland. Although she was heard on several occasions attempting to make contact with Itasca, her location was never established, and no provable trace of her, Noonan, or the Electra has ever been found.8

While Amelia Earhart had little direct effect on the establishment of commercial aviation in the United States, her efforts to overcome and transcend the boundaries encountered by the aviation pioneers of the 1920s and 1930s engendered public admiration and a greater acceptance of the new industry of flight. She became a model for both male and female aviators and, like many of them, her time was too short.

The Major Economic Effects of the Civil Aeronautics Act of 1938, as Amended in 1940

The major economic effects of the Act came in three areas: routes, mergers, and rates. The air­lines were exempted from the operation of the antitrust legislation of the United States (Sher­man and Clayton Acts) and the CAB took over this function, which included mergers.

The CAB decided which carriers would serve which routes, and they did this by granting cer­tificates of “public convenience and necessity” to the existing 16 trunk carriers then operating, which thereafter became known as the “grandfa­ther clause,” and those 16 airlines continued to serve the same routes that they had served before the Act was passed. No additional certificates of “public convenience and necessity” would be granted for any trunk line operations for the next 40 years, although “feeder” routes would be established by the CAB later and authority granted for some 21 feeder service providers to operate over those routes. These supplemen­tary carriers would supply the trunk lines with passengers, but could not compete with them. The CAB thus controlled entry into the market.

The CAB assumed one of its functions was to preserve the market that existed when the Act was passed. It assured, therefore, that no carrier could leave the system or abandon any route without its approval. In the few cases where airlines would face financial difficulties that pre­vented their continuing to operate in the system, the CAB simply ordered the failing carrier to be merged with a healthy one. It thus controlled exit from the market.

The CAB set rates that the airlines could charge for all services, including passenger fares. Since the CAB determined which routes would be flown by which carriers, and also determined how much the airlines could charge for that car­riage, there was no competition, as that word is normally understood, between carriers. There was a philosophical departure from the punitive aspects of the 1934 Act to one of insuring that rates were sufficiently adequate to insure sur­vivability. Rates were set to provide sufficient income so as to prevent the failure of a reason­ably well-run operation, but not high enough to render any excess profits. It was basically a cost – plus fare. The government assumption and intent was that airlines were henceforth public utilities.

By the time the 1940 Amendment to the Civil Aeronautics Act was passed, it was becom­ing clear that developing stability and strength in the American air carrier system was a pru­dent course. World War II had already begun in Europe, and Japan was on a rampage in the Far East. The world was on edge, and the role that the American airline system would have thrust upon it very shortly could not, at this point, even be imagined.

Endnote

1. 298 U. S. 388, 55 S. Ct. 241, 79 L. Ed 446 (1935).

Regulation

The FAA, as a government agency with rule­making authority, is required to follow cer­tain procedures when originating or altering regulations that it issues. All federal agencies are required to issue Notices of Proposed Rule Making, published in the Federal Register, which are designed to allow those who may be affected by the proposed rule to be put on notice that a new regulation may be coming, and to allow input to the FAA on the impact of the proposed rule. Input from the aviation industry, or others who may be affected by the rule, often causes modification or abandonment of the pro­posed rule, and is an important and practical aspect of the regulatory function of the FAA. Industry groups, such as the Airline Transport Association, Aircraft Owners and Pilots Associ­ation, National Business Aviation Association, and National Business Aircraft Association, closely monitor the FAA for these Notices of Proposed Rule Making.

See Chapter 40 for a full discussion of FAA responsibilities for commercial space launch activity.

Regulations adopted by the FAA are pub­lished in the Code of Federal Regulations, Title 14, and referred to in the aviation community as Federal Aviation Regulations (FARs). These regulations have the force of law and are primar­ily concerned with safety, although environmental (noise) and funding issues are also addressed. The FAA is required by the provisions of the Aircraft Noise Abatement Act of 1968 to consult with the Environmental Protection Agency (EPA) to estab­lish noise standards and to enforce those standards by regulation. In addition to the FARs, the FAA issues mandatory orders that have the force of law in the form of Airworthiness Directives (ADs). These directives generally require inspections or modifications to aircraft that are already certified and in use in the aviation community, and may be prompted by accidents, operating experience, or observations of pilots and mechanics.